Broker Dealer Jobs in Jackson
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Consilio LLC-Jackson-
remote
• Compensation: Starting at $120/hour, commensurate with experience
Responsibilities
• Handle securities broker-dealer litigation and arbitration matters, including FINRA-related disputes
• Support litigation strategy and case management...
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AdvisorLaw-Jackson-mindmatch.ai-
in Broomfield, Colorado, AdvisorLaw is the premier firm advocating exclusively for financial advisors and wealth managers—nationwide. We provide representation and consulting to thousands of licensed professionals, never representing investors or broker-dealers...
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GTE Financial-Jackson-
Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), a broker-dealer...
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Ascent Wealth Partners-Jackson-
operations of the firm utilizing Northwestern Mutual’s independent broker-dealer platform. This role involves hands-on execution of day-to-day operations, ensuring the efficiency of investment strategies, compliance, reporting, and client service.
This role...
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Golden Consulting-Jackson-
recruiting financial advisors, or a background in wealth management as an advisor, wholesaler, or business development or branch leader
• Working knowledge of the wirehouse, independent broker-dealer and RIA channels
• Comfort with outbound calling and long...
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Prudential Financial-Jackson-
As an Experienced Financial Advisor, you will have access to a comprehensive open-architecture investment platform through our broker-dealer, LPL Enterprise , allowing you to leverage a diverse range of investment solutions, (i.e., stocks, bonds, ETFs, mutual funds...
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Mazoogi-Jackson-
and broker-dealers on the Investment Company Act of 1940, the Investment Advisers Act, and related SEC compliance.
• Guide clients through SEC and FINRA examinations, inquiries, and regulatory filings, including Form ADV.
• Serve as a primary client contact...
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Innovative Driven-Jackson-
Innovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and Institutional Litigation team at one of our most...
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AdvisorLaw-Jackson-
in Broomfield, Colorado, AdvisorLaw is the premier firm advocating exclusively for financial advisors and wealth managers—nationwide. We provide representation and consulting to thousands of licensed professionals, never representing investors or broker-dealers...
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TradeZero-Jackson-
trading platform tailored to the needs of the ever-growing community of sophisticated traders.
With broker dealers in the Bahamas, US and Canada, we offer retail traders low-to-no-cost stock trading and direct market access to U.S. equities and equity...
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