Broker Dealer Jobs in New Jersey
1 - 15 of 15
Search Results - Broker Dealer Jobs in New Jersey
InforCapital-Short Hills
Blue Owl Capital is hiring a Managing Director to lead compliance for its Americas broker-dealer, distribution and global marketing functions. Based in Short Hills, New Jersey, you will oversee regulatory filings, training, and testing, and partner...
appcast.io -
moomoo-Jersey City
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
jobvertise.com -
InforCapital-Short Hills
broker-dealer, distribution and global marketing functions.
Reporting to the Head of Distribution Compliance/CCO of Blue Owl's limited purpose broker-dealer, this Managing Director will be the senior compliance leader responsible for all regulatory...
appcast.io -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core...
jobvertise.com -
Blue Owl Capital Inc.-Short Hills
Blue Owl Capital Inc. is seeking a Managing Director, Americas' Distribution and Global Marketing to lead the firm's broker-dealer and marketing compliance efforts across North America and Latin America.
You will partner with senior stakeholders...
appcast.io -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
workable.com -
Hamilton (NJ)
as of August 31, 2026.
Position:
The Rockefeller Global Family Office Compliance Team is seeking a senior Compliance professional to provide coverage for the Firm’s broker-dealer and investment advisory compliance program. The role is intended to provide...
rockco.com -
moomoo-Jersey City
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
workable.com -
Red Bank (NJ)
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
moomoo-Jersey City
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
workable.com -
Newark
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
moomoo-Jersey City
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
workable.com -
Parsippany
Required)
Certifications
Series 7 and 63/65 combo or 66 securities licenses and State insurance licenses. (Required)
Must be able to be affiliated with our Broker Dealer. (Required)
Other Duties as Assigned by Manager:
This role may perform other job...
icims.com -
moomoo-Jersey City
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
workable.com -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
workable.com -
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