Broker Dealer Jobs in New Jersey

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Search Results - Broker Dealer Jobs in New Jersey

MD, Compliance: Americas Distribution & Global Marketing

Blue Owl Capital Inc.-Short Hills-appcast.io-4 days ago

Blue Owl Capital Inc. is seeking a Managing Director, Americas' Distribution and Global Marketing to lead the firm's broker-dealer and marketing compliance efforts across North America and Latin America. You will partner with senior stakeholders...

Lead Architect - Enterprise Risk, Finance and Audit Technology

Wells Fargo & Company-Jersey City-4 days ago

such as: • Corporate Accounting • General Ledger and Sub-Ledger Processing • Regulatory Reporting (FR Y-9C, CCAR, FFIEC, Broker Dealer) • Product Control and Capital Markets Accounting • Legal Entity and Financial Reporting • Technology Financial Management...

2 similar jobs: Newark, Trenton

Managing Director - Americas' Distribution and Global Marketing

Blue Owl Capital Inc.-Short Hills-appcast.io-5 days ago

the team as Managing Director, overseeing Broker-Dealer, Global Marketing and Distribution; reporting into the Head of Distribution Compliance/CCO of Blue Owl’s limited purpose broker dealer. This role will have two direct reports and oversee a team...

Principal Site Reliability Engineer (Cloud, Observability & Automation)

DTCC-Jersey City-4 days ago

and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates...

2 similar jobs: Trenton, Newark

Associate, Corporate Actions

BMO Financial-Jersey City-2 days ago

for Capital Markets. BMO is a long-established Tier 1 broker dealer, with a history of being in the forefront of Equity Finance and Proprietary Trading and is looking for a motivated team member to be part of a dynamic department. The NAM Corporate Actions...

Director, Transparency Services Equities

FINRA-Jersey City-4 days ago

account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All...

2 similar jobs: Newark, Trenton

Financial Advisor

Disability Solutions-Cherry Hill (NJ)-yesterday

Required) Certifications Series 7 and 63/65 combo or 66 securities licenses and State insurance licenses. (Required) Must be able to be affiliated with our Broker Dealer. (Required) Other Duties as Assigned by Manager This role may perform other job...

Manager, Futures Regulatory Compliance

moomoo-Jersey City-workable.com-yesterday

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves...

Financial Advisor (Hybrid)

Horace Mann-Clementon-yesterday

and motivated to grow their practice within a supportive environment. BCG Securities is a broker-dealer and Registered Investment Advisor with more than 50 years of experience supporting financial advisors and their clients across wealth management, financial...

3 similar jobs: Riverton, Westville, Willingboro

Financial Advisor

Princeton (NJ)-icims.com-4 days ago

a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI. • Individuals...

VP, Regulatory Finance

moomoo-Jersey City-workable.com-1 month ago

About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...

Financial Advisor

Newark-icims.com-4 days ago

Financial Advisor (Hybrid)

Horace Mann-Marlton-2 days ago

2 similar jobs: Cherry Hill, Philadelphia

Regional Director (New Jersey)

Newark-icims.com-4 weeks ago

areas in the Intermediary Sales channel and are responsible for driving sales of Allspring’s mutual funds, separately managed accounts, active ETFs, money funds and DCIO business at all broker dealers and RIAs. Regional Directors are expected...

2 similar jobs: Jersey City, Trenton

Municipal Bonds Trader

Morristown (NJ)-icims.com-2 weeks ago

broker-dealers and selecting the most appropriate to market to the retail sales forces. What You'll Bring: • Ability to fill retail sales inquiries, bid retail sales' bid wanted lists on ECN (Bondworks), and attend to retail sales' various needs...