Broker Dealer Jobs in New Jersey
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Search Results - Broker Dealer Jobs in New Jersey
J.P. Morgan-Jersey City
JOB DESCRIPTION
If you are a software engineering leader ready to take the reins and drive impact, we’ve got an opportunity just for you.
As the Director of Software Engineering at JPMorgan Chase within Commercial and Investment Bank Broker Dealer...
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mindmatch.ai -
Alternative Regulatory Solutions-Roseland (NJ)
Location: Roseland, NJ (On-Site)
The Company:
Alternative Regulatory Solutions is a national financial services advisory firm serving Municipal Advisors, Bank Dealers, Broker-Dealers, and Investment Advisors. We deliver outsourced regulatory...
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Jersey City
with clear documentation and supporting analysis.
• Support intermediary and broker-dealer operational onboarding activities under the guidance of senior staff.
• Assist with audit, regulatory, and internal review requests by gathering required data...
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icims.com -
OnePoint BFG Wealth Partners-Parsippany
process. Support advisors through licensing process.
Required Qualifications
• Minimum 8 years of experience in life insurance, long-term care insurance, disability insurance and annuities, preferably within a registered advisory or broker-dealer...
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Florham Park
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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icims.com -
DTCC-Jersey City
including fund companies, investment managers, broker/dealers, banks, trusts, and other financial services firms that offer fund investments to the market.
The salary range is indicative for roles at the same level within DTCC across all US locations...
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moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
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workable.com -
DTCC-Jersey City
around the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers...
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esrhealthcare-Jersey City
the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCCs subsidiaries processed securities transactions valued at more than U.S...
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jobvertise.com -
DTCC-Jersey City
of financial transactions, mitigating risk, increasing transparency, enhancing performance and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm innovates purposefully, simplifying...
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Newark
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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icims.com -
moomoo-Jersey City
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Read more
workable.com -
Jersey City
contributions, and gifts and entertainment.
• Initiate and manage Rule 3210 correspondence and coordinate with applicable broker-dealers to establish and maintain electronic data feeds for employee trading activity.
• Assist with the preparation of regulatory...
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icims.com -
moomoo-Jersey City
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Read more
workable.com -
Jersey City
management teams
• Hedging: Familiarity with hedging products related to credit, interest rates and currency
• Counterparty Engagement: Build and maintain relationships with banks, broker-dealers, issuers and other market participants to enhance market access...
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icims.com -
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