Broker Dealer Jobs in Quincy (MA)
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GTE Financial-Boston, 8 mi from Quincy (MA)
Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), a broker-dealer...
MassMutual-Boston, 8 mi from Quincy (MA)
treasury, accounting, risk, compliance, and external partners, including our primary asset management subsidiary Barings and the major Wall Street derivative broker/dealer counterparties.
The Impact:
The Quantitative Credit/ Derivative Portfolio...
Weaver Partners-Boston, 8 mi from Quincy (MA)
with Financial Advisors, Recordkeepers, CPAs, Broker-Dealers and other Centers of Influence while serving as a knowledgeable retirement plan resource.
What You’ll Do
• Build and manage a regional sales territory
• Develop relationships with Financial Advisors...
Hingham (MA), 6 mi from Quincy (MA)
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
icims.com -
Golden Consulting-Boston, 8 mi from Quincy (MA)
recruiting financial advisors, or a background in wealth management as an advisor, wholesaler, or business development or branch leader
• Working knowledge of the wirehouse, independent broker-dealer and RIA channels
• Comfort with outbound calling and long...
MassMutual-Boston, 8 mi from Quincy (MA)
across broker-dealers, registered investment advisers, wealth platforms, financial planning, technology, investment solutions, and adjacent services.
• Evaluating strategic fit, market attractiveness, competitive positioning, advisor and client value...
Ascent Wealth Partners-Boston, 8 mi from Quincy (MA)
operations of the firm utilizing Northwestern Mutual’s independent broker-dealer platform. This role involves hands-on execution of day-to-day operations, ensuring the efficiency of investment strategies, compliance, reporting, and client service.
This role...
Prudential Financial-Boston, 8 mi from Quincy (MA)
As an Experienced Financial Advisor, you will have access to a comprehensive open-architecture investment platform through our broker-dealer, LPL Enterprise , allowing you to leverage a diverse range of investment solutions, (i.e., stocks, bonds, ETFs, mutual funds...
Innovative Driven-Boston, 8 mi from Quincy (MA)
Innovative Driven is currently seeking a dynamic attorney with at least five years of experience as a practicing litigation attorney, representing broker-dealers, to join the amazing Brokerage and Institutional Litigation team at one of our most...
Mazoogi-Boston, 8 mi from Quincy (MA)
and broker-dealers on the Investment Company Act of 1940, the Investment Advisers Act, and related SEC compliance.
• Guide clients through SEC and FINRA examinations, inquiries, and regulatory filings, including Form ADV.
• Serve as a primary client contact...
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