Broker Jobs in Allentown
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Search Results - Broker Jobs in Allentown
Ascensus-Allentown
A leading compliance firm is seeking a Chief Compliance Officer responsible for overseeing compliance across multiple business units. The ideal candidate will have at least 15 years of experience in broker-dealer compliance and possess strong...
appcast.io -
Miller Transportation Group-Allentown
their transportation needs by providing vehicles, drivers, fuel, insurance, and overall industry expertise.
• Miller Brokerage Services - Provides on-demand capacity solutions through our network of reliable carriers.
Miller Truck Leasing is hiring...
workable.com -
Ascensus-Allentown
A leading financial services firm is hiring a Chief Compliance Officer responsible for overseeing compliance across its businesses and ensuring regulatory adherence. This hybrid role requires a strong background in broker-dealer and investment...
appcast.io -
Allentown
Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services...
icims.com -
Ascensus-Allentown
of experience in broker-dealer and investment advisor compliance, along with strong negotiation, leadership, and communication skills. The position offers a hybrid opportunity with competitive compensation.
#J-18808-Ljbffr...
appcast.io -
Allentown
sustainable customer relationships and encourage customer growth
• Deliver cost:effective solutions that will attract and retain customers
• Manage broker and customer service aspects of assigned shipments and/or customer accounts
• Effectively communicate...
tiptopjob.com -
Ascensus-Allentown
A leading compliance and technology firm seeks a Chief Compliance Officer to oversee its compliance operations. The role includes managing compliance across broker-dealers and investment advisers, advising senior management, and ensuring strict...
appcast.io -
Allentown
on business need, this role is to be performed on-site; this is not a remote or hybrid WFH role
Qualifications:
Minimum Qualifications:
• Minimum 5 years of experience working in a Client Service role in the brokerage, investment advisory or financial...
icims.com -
Ascensus-Allentown
A leading technology and service platform is seeking a Chief Compliance Officer to oversee compliance for its broker-dealers and registered investment advisers. This hybrid position located in Newton, MA requires at least 15 years of compliance...
appcast.io -
Miller Transportation Group-Allentown
the Ford, Lincoln, and Subaru brands.
• Miller Dedicated Services - Supports customers in outsourcing their transportation needs by providing vehicles, drivers, fuel, insurance, and overall industry expertise.
• Miller Brokerage Services - Provides...
workable.com -
Ascensus-Allentown
must have at least 15 years of experience in broker-dealer compliance, expert knowledge of securities regulations, and strong leadership skills. This is a hybrid position based in Newton, MA, with competitive compensation and benefits.
#J-18808-Ljbffr...
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Ascensus-Allentown
A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance across various entities, ensuring adherence to laws and regulations. This role requires a minimum of 15 years in compliance, strong managerial skills, and...
appcast.io -
Ascensus-Allentown
A leading compliance services provider seeks a Chief Compliance Officer to oversee compliance across its operations and broker-dealer units. The ideal candidate will ensure adherence to laws and regulations while managing a compliance team...
appcast.io -
Ascensus-Allentown
A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance for its broker-dealers and registered investment advisors. The ideal candidate will have a minimum of 15 years of experience in broker-dealer...
appcast.io -
Ascensus-Allentown
A leading financial services company located in Pennsylvania is seeking a Chief Compliance Officer to oversee compliance operations across its businesses. The successful candidate will manage a team of compliance professionals, ensure adherence to...
appcast.io -
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