Brokerage Operations Jobs in Miami
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Search Results - Brokerage Operations Jobs in Miami
Providence Talent Group-Miami
required.
• Fluency in English and Spanish required.
• Previous experience in a registered client associate, client service, or financial services support role preferred.
• Knowledge of brokerage operations, investment products, and client account...
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Ascendo Resources-Miami
Qualifications
• Bachelor's degree in Finance, Business Administration, or related field preferred
• 5+ years of financial services experience
• Strong understanding of wealth management, brokerage operations, sales practices, and regulatory requirements...
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Leeds Professional Resources-Miami
trade operations, brokerage operations, or a closely related area.
• Demonstrated knowledge of the securities settlement lifecycle.
• Experience resolving unmatched trades, failed settlements, transaction discrepancies, and corporate-action issues...
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Leeds Professional Resources-Miami
Job Description
We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance...
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Zinvest Financial-Miami
its regulatory compliance program, daily brokerage operations, and supervisory activities.
The ideal candidate will have hands-on broker-dealer compliance experience, strong knowledge of FINRA and SEC regulations, and the ability to independently...
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Fidelity Investments-Miami
complex concepts into significant client conversations.The Expertise & Skills You BringSeries 7 license requiredSeries 63 license or ability to obtain within 90 daysExperience in financial services, brokerage operations, trading support, client services...
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Leeds Professional Resources-Miami
We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional...
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Fidelity Investments-Miami
and solutions that align with their investing needs. The Expertise and Skills You Bring Series 7 license required. Series 63 license required. Series 4 license preferred. Experience in financial services, brokerage operations, trading support, client services...
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Leeds Professional Resources-Miami
We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional...
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Ascendo Resources-Fort Lauderdale, 25 mi from Miami
Transitions Associate (Series 7 Preferred) – Broker-Dealer Operations
Key Responsibilities
Advisor Transition & Onboarding
• Coordinate and manage the end-to-end transition process for newly affiliated financial advisors and their client accounts...
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