Chief Compliance Officer Jobs in California
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Search Results - Chief Compliance Officer Jobs in California
Cardea Group-San Jose
Chief Compliance Officer / Deputy General Counsel: Our client, a leading private investment firm is seeking a CCO/DGC to take ownership of its compliance function. This is a highly visible, high-priority hire with direct exposure to senior...
9 similar jobs: San Francisco, Alameda, Santa Rosa, Sunnyvale, Hayward...
Allocator One Group-San Francisco
will depend on our compliance infrastructure. You are not a compliance checker; you are the designer of the entire regulatory operating system for a European platform entering the most complex financial markets in the world.
You will own SEC registration...
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Tamar Securities, LLC-Los Angeles
About the Company
Tamar Securities is an SEC & FINRA-registered wealth management firm located in Woodland Hills, CA.
About the Role
The Compliance Officer supports the firm’s compliance program in partnership with an external Chief Compliance...
Fernridge Group-San Francisco
team. This role will report to the Deputy Chief Compliance Officer and work closely with the CCO/CFO. The successful candidate will play a key role in managing the day-to-day operations of the compliance program and enhancing the firm’s regulatory...
9 similar jobs: Santa Rosa, Alameda, Sonoma, Fremont, San Mateo...
Cardea Group-Hayward
Chief Compliance Officer / Deputy General Counsel: Our client, a leading private investment firm is seeking a CCO/DGC to take ownership of its compliance function. This is a highly visible, high-priority hire with direct exposure to senior...
9 similar jobs: San Jose, San Francisco, Alameda, Santa Rosa, Sunnyvale...
Evolve Talent Partners-San Francisco
to the group’s ability to develop, drive, and execute its own team-specific goals and objectives as well as assist in the execution of overall Company goals.
The Legal and Compliance Associate will report to the General Counsel and Chief Compliance Officer...
Fernridge Group-Sonoma
team. This role will report to the Deputy Chief Compliance Officer and work closely with the CCO/CFO. The successful candidate will play a key role in managing the day-to-day operations of the compliance program and enhancing the firm’s regulatory...
Harrison Gray Search-Los Angeles
a firm-wide culture of data integrity.
• Liaise directly with the Chief Compliance Officer (CCO) to ensure operational alignment with regulatory standards.
Human Resources & Team Growth
• Manage the full lifecycle of talent acquisition: recruit, hire...
Fernridge Group-Sunnyvale
team. This role will report to the Deputy Chief Compliance Officer and work closely with the CCO/CFO. The successful candidate will play a key role in managing the day-to-day operations of the compliance program and enhancing the firm’s regulatory...
Career Group-San Francisco
demands.
The Opportunity
This is a unique opportunity to step into a newly created, high-impact role supporting the Chief Compliance Officer while helping shape the operational backbone of a fantastic Compliance and Risk team. This is a chance to act...
Evolve Talent Partners-San Francisco
to the group’s ability to develop, drive, and execute its own team-specific goals and objectives as well as assist in the execution of overall Company goals.
The Legal and Compliance Associate will report to the General Counsel and Chief Compliance Officer...
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