Chief Compliance Officer Jobs in California
REPORTS TO: Ownership Group
SUPERVISES: Paralegal
FLSA STATUS: Exempt
At AMADA Senior Care, we seek to enrich the lives of our clients, their families, our staff...
We use the latest legal and compliance to support the company's strategy and deliver great products to consumers.
San Francisco, CA or Remote (Based in the U.S.)
ChiefComplianceOfficer
The ChiefComplianceOfficer (“CCO”) will be responsible...
POSITION TITLE: ChiefComplianceOfficer
LOCATION: San Diego, CA
COMPANY DESCRIPTION:
Realta Wealth- Registered in 50 states plus DC and Puerto Rico
- 64 Branches
- Founded: 1989
- AUM...
The Role:
We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the San Francisco Bay Area. This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head...
including private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced ChiefComplianceOfficer (CCO) functions.
Responsibilities:
Lead engagements for the development, implementation...
and compliance are both global, with teams worldwide, and our network reflects this. We work with multinational corporations to help structure their departments with the best people, from the Global ChiefComplianceOfficer and General Counsel to the Compliance...
management, and budgeting of such contractors.Intervene and assist as needed with clients in crisis.On-call for clinical emergency and consultation.Provide coverage, when necessary, for individual family therapy.Coordinate with the ChiefComplianceOfficer...
delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.
We are hiring an experienced executive to be our general counsel and chiefcomplianceofficer. In this dual role, you will play...
management, and budgeting of such contractors.Intervene and assist as needed with clients in crisis.On-call for clinical emergency and consultation.Provide coverage, when necessary, for individual family therapy.Coordinate with the ChiefComplianceOfficer...
works closely with the ChiefComplianceOfficer and Compliance Department team members on a variety of projects related to business email and text message reviews, internal audits, statistics and certifications, administrative tasks, and special projects...
and traditional investment sector, including private equity, hedge, and venture capital fund managers, in addition to providing Regulatory Exam support and outsourced ChiefComplianceOfficer (CCO) functions.
Responsibilities:
- Lead engagements...
to NVISION surgeons, NVISION Eye Centers is the Eye Doctors' #1 Choice®.
The Compliance Auditor position reports to the ChiefComplianceOfficer and is responsible for conducting claims reviews in accordance with NVISION’s internal audit and monitoring...
compliance and regulatory risk, foster a service-oriented compliance program, and help the organization embrace compliance. This role reports to the General Counsel and ChiefComplianceOfficer, Alex Stuart, who will provide mentorship and broad exposure...
- Fulfill administrative tasks delegated by the ChiefComplianceOfficer and General Counsel.
Must have 2+ years of experience in drafting and reviewing agreements and at least 2 years...
of the content and quality of quarterly reports and all investor communications.
o Liaise with the ChiefComplianceOfficer to ensure all investor materials are in compliance with legal and regulatory requirements.
o Coordinate with Juniper Square “JSQ...