Chief Compliance Officer Jobs in Chicago
1 - 15 of 19
Search Results - Chief Compliance Officer Jobs in Chicago
Edenthorpe Search-Chicago
Edenthorpe Search is supporting an established international digital-asset business as it launches a new crypto exchange in the United States. We are seeking a senior Chief Compliance Officer to join at a formative stage and lead the US regulatory...
US Bank-Chicago
Overview
As the MST Chief Compliance Officer, you will oversee the mutual funds and ETFs compliance program and ensure adherence to regulatory guidance. You will monitor service providers, coordinate with MST Officers and the Board, and manage...
MEXC-Chicago
Compliance Officer, responsible for customer identification and suspicious activity monitoring, AML training and the annual independent review, in coordination with our guarantor FCM.
• Supervision and training: supervise registered staff and customer-facing...
LHH-Chicago
Compliance.
Reporting directly to the General Counsel North America & Chief Compliance Officer, this is a highly visible opportunity for an attorney seeking a broad, business-facing practice. The successful candidate will play a key role in managing...
Leonid Group Ltd-Chicago
structure their departments with the best people, from the Global Chief Compliance Officer and General Counsel to the Compliance Analyst and Trade Compliance Specialist....
American International Group (AIG)-Chicago
with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements.
Code, test and implement...
Leonid Group Ltd-Chicago
the Americas, EMEA and APAC. Legal and compliance are both global, with teams worldwide, and our network reflects this. We work with multinational corporations to help structure their departments with the best people, from the Global Chief Compliance Officer...
Acrisure-Chicago
Overview
You will build and continuously enhance Acrisure's U.S.-based enterprise compliance program, ensuring adherence to laws, regulations, and internal policies. Reporting to the Chief Compliance Officer, you will lead regulatory risk...
IQ-EQ-Chicago
for clients in the alternative and traditional investment sectors. It requires professionalism, sound judgment, and adaptability to client-driven schedules, while also supporting regulatory exams and outsourced Chief Compliance Officer functions.
What you’ll...
AlixPartners-Chicago
corrective-action plans under regulatory agreements.Take on interim Chief Compliance Officer, BSA Officer, Chief Risk Officer roles (or equivalent) for clients.Lead complex domestic and cross-border investigations involving financial fraud, securities...
IQ-EQ-Chicago
and mentor junior staff
• Support firm-wide initiatives including business development and operational excellence
• Advise on outsourced Chief Compliance Officer functions for clients
Key requirements
• 10+ years of compliance experience in registered...
Acrisure-Chicago
Compliance is responsible for building, overseeing, and continuously enhancing the Company’s enterprise compliance program for the U.S.-based businesses. Reporting to the Company’s Chief Compliance Officer, this leader ensures that operations and activities...
Cresset-Chicago
or recurring matters, and act as a senior escalation point before issues are elevated to the Chief Compliance Officer. The role will also provide substantive oversight and backup coverage for marketing review involving both wealth advisory and private fund...
iManage-Chicago
to a Chief Risk Officer, Chief Compliance Officer, or Chief Information Security Officer.
• Deep expertise in governance frameworks, compliance automation, regulatory reporting, and risk orchestration in professional services environments.
• Technical fluency with SaaS...
Antares Capital-Chicago
intellectually curious, and driven individual to join our team. This individual will be an integral member of a 7-person Compliance team, reporting directly to the Managing Director, Chief Compliance Officer, and will have meaningful exposure to senior leadership...
12
Companies now hiring in Chicago:
Chief Compliance Officer jobs in Chicago – Similar offers:
Chief Compliance Officer jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Chief Compliance Officer, Chicago
It's free, and you can cancel email updates at any time
12