Chief Compliance Officer Jobs in New York
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Search Results - Chief Compliance Officer Jobs in New York
Robinhood-New York
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. The candidate will serve as an advisor for Robinhood Financial...
appcast.io -
Phaxis LLC-New York
Assist in compiling necessary information for regulatory reviews, audits, and other examinations.
Manage the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports.
Interface with technology...
resume-library.com -
Marsh McLennan-New York
to acquire knowledge of global regulatory regimes while developing a strong network within the team and also across the firm.
This role reports directly to the Chief Compliance Officer, Canada Investments.
What is in it for you?
Work for a global company...
jobvertise.com -
Phaxis LLC-New York
Responsibilities:
Coordinate with external vendors for the internal annual AML audit, providing relevant documentation from all business lines to facilitate the audit process.
Assist the Chief Compliance Officer in responding to inquiry letters...
resume-library.com -
Citi-New York
Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) /......
efinancialcareers.com -
New York
agencies.
• Participate on the Mortality Review Committee (MRC).
• Create reports for the Chief Compliance Officer and VP of Quality Assurance and Compliance that document and measure Quality improvement activities.
• Draft written reports and presentations...
icims.com -
Brooklyn (NY), 7 mi from New York
and in accordance with the
appropriate third party billing regulations and standards. The position reports to the OBHS Chief Compliance Officer.
Responsibilities:
• Maintains a thorough understanding of CPT, ICD-10-CM, and HCPCS coding principles, governmental...
onebrooklynhealth.org -
Newark, 9 mi from New York
Responsibilities:
The Corporate Compliance Program Manager and Auditor serves as a resource to assist the Chief Compliance Officer with activities related to corporate compliance auditing and monitoring, periodic compliance risk assessments...
icims.com -
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