Compliance Analyst Jobs in Dallas
Search jobs in
1 - 10 of 10
Search Results - Compliance Analyst Jobs in Dallas
Apex Fintech Solutions-Dallas-
Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex is seeking a seasoned Senior Compliance Analyst (Regulatory) to assist in the oversight and management of our compliance programs related to Broker/Dealer operations.
This role reports directly to the Sr...
Read more
Robert Half-Dallas-
governance in a fast-paced, advisor-facing environment.
Responsibilities
• Review and supervise social media activities and advisor communications for FINRA/SEC compliance
• Perform regulatory research and translate guidance into practical controls...
Read more
Apex Fintech Solutions-Dallas-
Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex Fintech Solutions is currently seeking a Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech industry...
Read more
Apex Fintech Solutions-Dallas-
Overview
In this role you ensure regulatory integrity for Apex’s Broker/Dealer operations. You will uphold and enhance compliance policies, support examinations, and monitor programs to meet FINRA, SEC, and other requirements. You work closely...
Read more
GovCIO-Dallas-
Design and implement AI-assisted capabilities supporting RMF documentation, evidence management, and compliance analysis.
• Develop Retrieval-Augmented Generation (RAG) workflows for cybersecurity documentation.
• Implement Natural Language Processing...
Read more
PwC-Dallas-
Overview
In this role you will lead government contract consulting within PwC's Risk and Compliance practice, guiding teams to strengthen internal controls for public sector engagements. You will shape project plans, deliver actionable compliance...
Read more
Richardson, 4 mi from Dallas-osi-systems.jobs-
for a diversified product line supporting a wide spectrum of markets from commercial products, military customers, to space research laboratories.
Under the direction of the Trade Compliance Manager, the Trade Compliance Analyst will ensure that the business...
Read more
Niagara water-Dallas-
for continuity
• Prepare and submit data for compensation and total rewards surveys with audit trails
• Stay current with industry best practices and drive continuous process improvements
• Oversee compliance analyses and remediation with HR and Legal
• Ensure...
Read more
Coppell, 12 mi from Dallas-icims.com-
This rhythm gives you the tools, connection, and autonomy you need to make a real impact.
Overview:
The Blackhawk Network Compliance Department is looking for a full-time Regulatory Compliance Analyst to join its team in a hybrid position based in Coppell...
Read more
GI Alliance-Southlake, 20 mi from Dallas-
and suppliers.Work effectively as a team contributor on all assignments.Work independently while understanding the necessity for communicating and coordinating work efforts with other employees and organizations.Position purposeThe Compliance Analyst oversees...
Read more
More jobs – Legal in Dallas:
Compliance Analyst jobs in Dallas – Similar offers:
Compliance Analyst jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Compliance Analyst, Dallas
It's free, and you can cancel email updates at any time