Compliance Analyst Jobs in Dallas
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Search Results - Compliance Analyst Jobs in Dallas
Apex Fintech Solutions-Dallas-
Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex is seeking a seasoned Senior Compliance Analyst (Regulatory) to assist in the oversight and management of our compliance programs related to Broker/Dealer operations.
This role reports directly to the Sr...
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Robert Half-Dallas-
governance in a fast-paced, advisor-facing environment.
Responsibilities
• Review and supervise social media activities and advisor communications for FINRA/SEC compliance
• Perform regulatory research and translate guidance into practical controls...
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Apex Fintech Solutions-Dallas-
Companies 2024 - Presented by CNBC ABOUT THIS ROLEApex Fintech Solutions is currently seeking a Fraud Compliance Analyst to support our Compliance department with investigations, fraud detection, and prevention experience within the fintech industry...
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Danaher Corporation-Dallas-
Management/Third-Party Risk Assessment (TPRA) activities and coordinate customer questionnaires.
• Coordinate and manage Disaster Recovery activities, document outcomes, identify gaps, and drive root cause analysis and remediation.
• Prepare for and support...
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Goldman Sachs-Dallas-
Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how...
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Apex Fintech Solutions-Dallas-
Overview
In this role you ensure regulatory integrity for Apex’s Broker/Dealer operations. You will uphold and enhance compliance policies, support examinations, and monitor programs to meet FINRA, SEC, and other requirements. You work closely...
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GovCIO-Dallas-
Design and implement AI-assisted capabilities supporting RMF documentation, evidence management, and compliance analysis.
• Develop Retrieval-Augmented Generation (RAG) workflows for cybersecurity documentation.
• Implement Natural Language Processing...
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PwC-Dallas-
Overview
In this role you will lead government contract consulting within PwC's Risk and Compliance practice, guiding teams to strengthen internal controls for public sector engagements. You will shape project plans, deliver actionable compliance...
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Niagara water-Dallas-
for continuity
• Prepare and submit data for compensation and total rewards surveys with audit trails
• Stay current with industry best practices and drive continuous process improvements
• Oversee compliance analyses and remediation with HR and Legal
• Ensure...
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PwC-Dallas-
and reallocate resources to meet changing deadlines
• Apply tax modeling and global structuring to support compliance analysis and reporting
• Coordinate with client finance and tax teams to gather data and resolve issues
• Identify process improvements...
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