Compliance Associate Jobs in New York State
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Search Results - Compliance Associate Jobs in New York State
Social Capital Resources LLC-New York
Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Associate!
Responsibilities:
Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues...
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Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
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CESNA GROUP-New York
Requirements:
• Competencies and Experience:
• Experienced compliance practice manager with International(Foreign) Wholesale banking environment preferred
• Four year college degree or equivalent experience
• Min.3 years ~ Max 5 years...
jobvertise.com -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
CICC-New York
Daily responsibilities include but not limited to: Manage compliance operations on the day-to-day basis; Aid CCO with compliance program intiatives; Conduct research with proprietary tools to identify red flags in AML/market manipulation...
efinancialcareers.com -
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