Compliance Jobs in Greenwich (CT)
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Search Results - Compliance Jobs in Greenwich (CT)
Landing Point-Greenwich (CT)
Compliance Analyst/Associate (Connecticut): Our client, an established global asset manager is seeking a Compliance Analyst/Associate to join its Connecticut office. This individual will work as part of a lean Compliance team and gain broad exposure...
MacNair Retained Search-Greenwich (CT)
Our client, a leading global investment management firm, is conducting a retained search for a Registered Funds Compliance Associate / Vice President to join its Compliance team in Greenwich, Connecticut.
This role is ideal for a compliance...
Retained Search-Greenwich (CT)
Our client, a leading global investment management firm, is conducting a retained search for an Associate, Compliance Marketing Review professional to join its compliance team in Greenwich, Connecticut.
This individual will play a critical role...
Atlantic Group-Greenwich (CT)
for corporate tax compliance, planning, reporting and tax strategy.
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• Own the firm’s corporate tax agenda, including federal, state and local income tax compliance, tax planning, entity structuring, nexus, withholding, SALT and indirect tax matters, while...
MacNair Retained Search-Greenwich (CT)
Our client, a leading global investment management firm, is conducting a retained search for a Registered Funds Compliance Associate / Vice President to join its Compliance team in Greenwich, Connecticut.
This role is ideal for a compliance...
Mission Staffing-Greenwich (CT)
risk, compliance, operations, portfolio management, legal, and third-party administrators.
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Responsibilities:
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• Execute the valuation function end-to-end, including valuation committee materials and support of fair value determinations...
Retained Search-Greenwich (CT)
Our client, a leading global investment management firm, is conducting a retained search for an Associate, Compliance Marketing Review professional to join its compliance team in Greenwich, Connecticut.
This individual will play a critical role...
Atlantic Group-Greenwich (CT)
Firm: Asset Manager
Location: New York, NY
Responsibilities:
• Lead the firm’s tax function across corporations, management companies, partnerships and affiliated entities, with primary responsibility for corporate tax compliance, planning...
Mission Staffing-Greenwich (CT)
the valuation framework end-to-end, including governance, methodology oversight, escalation, and controls, and will help shape the valuation operating model as the platform grows. This individual will partner with fund treasury, risk, compliance, operations...
Alternative Asset Manager-Greenwich (CT)
funding, year-end reporting, and compliance.
• Manage global payroll vendors and serve as a key partner to HR and Finance on payroll-related questions, reporting, audits, and projects.
• Maintain payroll processes and controls while identifying...
Atlas Search-Greenwich (CT)
and external stakeholders.
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• Collaborate with Legal, Compliance, Tech, HR, and other teams.
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• Develop dashboards and reporting for senior leadership.
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• Support accounting with reconciliations, accruals, and intercompany transactions.
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JCW Group-Greenwich (CT)
and account reconciliation
• Assist with compliance items including KYC/AML documentation and books-and-records upkeep
Requirements
• 3+ years in client service or operations at an RIA, wealth management firm, or custodian
• Series 7 and 65/66 license...
Greenwich (CT)
open receivable/payable items
• Review bank reconciliations
• Lead and/or participate in process improvement projects as assigned
• Ensure ongoing compliance with internal controls as well as the development and implementation of new controls as needed...
icims.com -
Career Group Search-Greenwich (CT)
and improve impact over time
Collaboration, Compliance and Governance
• Coordinate closely with compliance and legal teams to ensure all content meets regulatory and brand standards
• Support senior leadership in preparing written materials for external...
Michael Page-Greenwich (CT)
Maintain project documentation, including contracts, schedules, and reports.
• Monitor on-site activities to ensure compliance with safety and quality standards.
• Support in resolving project-related issues and challenges as they arise.
• Prepare...
michaelpage.com -
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