Compliance Testing Jobs in New York State
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Search Results - Compliance Testing Jobs in New York State
New York
departments.
• Assist with responding to document requests from Internal Audit Department, LCD Compliance Monitoring and Testing Group, and others.
Regulatory Change Management
• Assist with preparing a monthly regulatory development newsletter to the Bank...
icims.com -
Michael Page-New York
About Our Client
A company in the financial services industry, based in New York.
Job Description
Key ResponsibilitiesCompliance Testing & Monitoring
• Develop and maintain risk-based compliance monitoring and testing programs across covered...
michaelpage.com -
New York
regulatory compliance regulations, rules and requirements (including so called alphabet regulations), and have experience in compliance testing and/or auditing function. AVP conducts compliance reviews under supervision of a lead tester.
Under certain...
icims.com -
Michael Page-New York
and continuing education obligations for registered personnel.
• Maintain accurate compliance records and documentation in accordance with regulatory standards.
Compliance Testing & Program Administration
• Participate in annual compliance reviews and testing...
michaelpage.com -
1 similar job: International
New York
resolution of tax discrepancies and inquiries from agencies
• Support internal controls, documentation, and compliance testing requirements (including SOX-style controls)
Systems, Integrations & Data Accuracy
• Utilize ADP Smart Compliance to manage payroll...
icims.com -
Long Island City
and operational learnings are translated into improvements to standards, training, communications, technology support, and field execution, while maintaining appropriate separation from compliance testing, audit execution, findings governance, and audit ownership...
tiptopjob.com -
Bronx
for accuracy prior to benefit funding submissions.
• Coordinate pre-tax and Roth contribution processing in compliance with applicable regulations and IRS requirements.
• Assist with retirement plan audits, compliance testing, reconciliation activities...
icims.com -
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