Dealer Jobs in Secaucus
help you achieve your goals through:
o Our open-architecture platform for client solutions
o Our broker/dealer powered by one of the world’s largest broker/dealers LPL
o Our elite benefits and wealth-building programs
o Our competitive payouts
o...
overall project scope and manage dealer/manufacturer team to ensure coordinated effort
- Develop order and install schedule based on overall project scope and customer's final move-in date requested
- Review project site, plans, product specifications...
solutions
- Our broker/dealer powered by one of the world’s largest broker/dealers LPL
- Our elite benefits and wealth-building programs
- Our competitive payouts
- Our operation and compliance infrastructure support
LPL Financial, member FINRA, SIPC...
Well Established Broker Dealer/Investment Banking Client is seeking a strong accountant to oversee the accurate and timely reporting of our IFRS and GAAP books and records and manage regulatory filings.
Responsibilities:
Assist in the coordination...
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD...
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. This individual will be responsible for ensuring compliance with all communications and advertising...
coverage over the banks Swap Dealer Operations.
Job Title: Vice President, Compliance Monitoring & Testing (Swaps)Location: New York, NY (hybrid)
Pay Range: $150K - $175K, W2
What’s the Job?- Serves as the examiner-in-charge responsible for all...
on a monthly, quarterly, and annual basis
Preparing journal entries and monthly account reconciliations
Compliance with SEA Rule 15c3-3 and SEA Rule 15c3-1.
FOCUS and Client reporting
Broker Dealer Experience Required
This position is paying $70,000...
there’s nowhere like RSM.
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates...