FINRA Jobs in Rockville (MD)
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Search Results - FINRA Jobs in Rockville (MD)
SGA Inc.-Rockville (MD)
of contact for all Finra Jira and Confluence related queries. Provide prompt and accurate solutions to user problems and requests.
" Project configuration: Handle requests for changes in project configuration, ensuring that these changes meet the business...
resume-library.com -
Fidelity TalentSource LLC-Tysons, 10 mi from Rockville (MD)
The/u00A0Expertise/u00A0We re Looking For
• FINRA Series 7 & 63 required prior to hire
• Series 65 and/or 66 and insurance licenses within 90 days of hire
• Minimum 2 years of financial services or relevant experience
• Attainment of CFP/u00AE Certification...
mindmatch.ai -
Fawkes IDM-Baltimore, 33 mi from Rockville (MD)
placements, and Regulation D offerings.
Conducting due diligence investigations in connection with prospective investments.
Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
Providing legal and regulatory...
resume-library.com -
Fidelity TalentSource LLC-Tysons, 10 mi from Rockville (MD)
the client s needs, you will have a lasting impact on the client s financial future.
Please note this role requires in-person attendance in the assigned Branch location.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA
Company...
mindmatch.ai -
New York Life-Tysons Corner, 12 mi from Rockville (MD)
of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas...
talentnest.com -
Fidelity TalentSource LLC-Ashburn (VA), 18 mi from Rockville (MD)
The/u00A0Expertise/u00A0We re Looking For
• FINRA Series 7 & 63 required prior to hire
• Series 65 and/or 66 and insurance licenses within 90 days of hire
• Minimum 2 years of financial services or relevant experience
• Attainment of CFP/u00AE Certification...
mindmatch.ai -
The Misch Group-Washington, 14 mi from Rockville (MD)
professional demeanor
• CFP certificate, or in process
• New Certified Financial Planner (“CFP”) considered depending on other experience, otherwise a minimum of 3 years of experience in financial services industry
• FINRA Series 7 and 66 and or 65 strongly...
hirehive.com -
Fidelity TalentSource LLC-Ashburn (VA), 18 mi from Rockville (MD)
the client s needs, you will have a lasting impact on the client s financial future.
Please note this role requires in-person attendance in the assigned Branch location.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA
Company...
mindmatch.ai -
Herndon (VA), 15 mi from Rockville (MD)
excellent customer service and the ability to show a high level of attention to detail
• Individual will be expected to obtain the FINRA Series 6 and 63 licenses within a specific period of time if the licenses are not currently not active
• Ability...
nwfcu.org -
Fidelity TalentSource LLC-Alexandria, 19 mi from Rockville (MD)
the client s needs, you will have a lasting impact on the client s financial future.
Please note this role requires in-person attendance in the assigned Branch location.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA
Company...
mindmatch.ai -
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