Investment Advisor Jobs in Illinois
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Search Results - Investment Advisor Jobs in Illinois
Rothschild Wealth PartnersChicago
Job Description
Overview of the Role:
The Compliance Manager is responsible for the day-to-day administration, oversight, and enhancement of the firm's Broker-Dealer and SEC-registered Investment Adviser compliance programs. This role serves...
Elgen StaffingChicagoappcast.io
6 years of experience with registered investment companies and investment advisers, including regulatory and compliance matters related to federal securities laws such as the Investment Company Act of 1940 and the Securities Act of 1933.
• Ability...
McCormack Schreiber Legal SearchChicago
Job Description
About the Position:
Our client, a leading employee-owned investment bank based in Chicago, is seeking a General Counsel to lead its legal function and serve as a strategic advisor to executive leadership. This is a high-impact...
Ascendo ResourcesChicago
The Financial Services team works with clients across the financial services space, including:
• Private equity funds
• Hedge funds
• Investment advisors
• Broker-dealers
• Asset management firms
• Other financial services and investment-related entities...
Connect Search, LLCNaperville
role
• Experience in financial services preferred
• Series 7: FINRA General Securities Representative licensed preferred
• Series 66: FINRA Uniform Combined Securities Agent and Investment Advisor State Law Exam licensed preferred
• Must be willing...
RK PartnersChicagotalentnest.com
Financial Advisor
We are working with a fee-only Registered Investment Advisor (RIA), providing comprehensive retirement planning services and tax-optimized investment management services. Using a holistic planning approach, our client manages over...
2 similar jobs: Seattle, Irvine
Stenger Family OfficeChicago
Investment Advisor (RIA), Stenger Family Office adheres to the fiduciary standard, consistently placing client interests first. The team has spent over four decades advising Fortune 500 employees and their families before and during retirement, offering a one...
First AnalysisChicagoworkable.com
Securities Corp. (FASC), a FINRA-registered broker-dealer and member SIPC, and invest directly in companies through First Analysis Capital Management LLC, an SEC-registered investment adviser.
In our research and in all our undertakings, we aim to create...
CorgiChicago
investment adviser. We file our own registration statements. We respond to our own SEC comment letters. We need someone who can own the legal side of all of that.
About the Role
You will be Corgi's first in-house investment management attorney. You'll own...
Decatur (IL)icims.com
that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate...
First AnalysisChicagoworkable.com
through First Analysis Capital Management LLC, an SEC-registered investment adviser.
In our research and in all our undertakings, we aim to create an inclusive culture where the unique backgrounds and perspectives of our employees and partners are highly...
Chicagoicims.com
Requirements:
• Minimum of 5 years of experience as an Investment Advisor Representative (IAR), holding or willing to obtain within 90 days of hire date either a Series 65 OR a Series 66 and Series 7
• At least 2 years registered as an IAR, plus 3 years...
Solomon PageMundelein
and highly collaborative in-house legal department supporting a dynamic investment platform with a broad range of investment strategies and business lines. The role offers meaningful exposure to regulatory, fund, corporate, and investment advisory matters...
Permanent Capital PartnersChicago
services experience (preferred); experience as a Registered Investment Advisor intern, or in a member service role will also be considered
• Proficiency in Microsoft Office Suite & familiarity with CRM software
• Licenses and designations may be acquired...
CressetChicago
Capital Management, and all its respective subsidiaries and affiliates. Cresset Asset Management, LLC, also conducts advisory business under the names of Cresset Sports & Entertainment, CH Investment Partners, and Cresset Capital.
Cresset provides...
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