Investment Advisor Jobs in Maryland

1 - 15 of 24

Search Results - Investment Advisor Jobs in Maryland

Associate Investment Advisor

apartmentChesapeake Search PartnersplaceBaltimoreevent_availableyesterday

CSP has exclusively partnered with our client, a respected, fee-only Registered Investment Advisor (RIA) to recruit an Associate Investment Advisor to join its collaborative and client-focused team. This role offers an excellent opportunity...

Compliance Manager - Asset Management

apartmentStifel FinancialplaceBethesda (MD)event_availabletoday

regulatory developments related to investment advisors • Develop procedures for new and revised regulations and implement them • Assist in developing Firm policies to address enhancements or needs • Implement, explain, and enforce regulatory procedures...

2 similar jobs: Baltimore, Silver Spring

Chief Compliance Officer

apartmentVeritas PartnersplaceCockeysvilleevent_availabletoday

Conduct due diligence on vendors and manage relationships with outside counsel and compliance consultants Qualifications • 10+ years of experience as a compliance professional with an SEC-registered investment adviser • Experience leading or supporting...

3 similar jobs: Tampa, Coral Gables, New York

Director, Practice Management and Advisor Growth - USAA Investment Service Company (ISCO)

apartmentUSAA - United Services Automobile AssociationplaceBaltimoreevent_available1 week ago

with compliance policies Key requirements • Bachelor or 4 years of relevant education/experience (total 12 years without bachelor’s degree) • 8 years of progressive wealth management or investment advisory leadership experience • 3 years of direct team lead...

Portfolio Manager (Lutherville, MD)

apartmentBlack Diamond Financial, LLCplaceLuthervilleevent_availabletoday

investing philosophy • Good knowledge of financial planning ideas and best practices • Qualifications include being a registered Investment Adviser Representative (IAR), which include either holding the designation of CFA, CFP, or CPA/PFS or passing...

Accounting Supervisor

apartmentGreen Key ResourcesplaceBaltimoreevent_available1 week ago

audits and regulatory exams. The role offers remote work with occasional client travel and a path to FINRA licensing. You’ll work with broker-dealers, investment advisers, and funds to strengthen financial controls and analysis. Compensation / Benefits...

Wealth Management Advisor

apartmentEquitable AdvisorsplaceColumbia (MD)event_availabletoday

Group firms • 80 branch offices • Source: https://equitable.com/careers-at-equitable/equitable-advisors Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment...

Compliance Manager - Asset Management

placeBethesda (MD)languageicims.comevent_availableyesterday

are fulfilled, as required by Firm policies or regulatory rules. • Train new staff and provide feedback as needed and escalation to the department Director, as required. • Monitor rule changes or regulatory developments relating to investment advisors...

Financial Advisor

apartmentThorndale PartnersplaceBethesda (MD)event_availabletoday

About the Opportunity Our client, a leading national Registered Investment Advisor (RIA), is seeking an experienced Financial Advisor to join its growing wealth management team in Bethesda, Maryland, or the surrounding Washington, D.C. metropolitan...

Accounting Director

apartmentRobert HalfplaceAnnapolisevent_available2 weeks ago

/losses, income recognition, and related reporting • Coordinate with investment advisors, custodians, auditors, and external consultants • Support annual audits and preparation of audit schedules • Assist with Form 990 and other compliance-related...

Financial Advisor

placeBaltimorelanguageicims.comevent_available1 week ago

that focuses on: Planning Experience • Asset & Income Protection • Education Funding • Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs Analysis Northwestern Mutual’s proprietary planning software helps you educate...

Chief Compliance Officer

apartmentAlexander ChapmanplaceBaltimoreevent_availabletoday

Chief Compliance Officer A SEC-registered investment advisory firm is seeking a Chief Compliance Officer to lead its compliance program and serve as a key advisor to senior leadership. Responsibilities: • Own the firm's compliance program...

2027 Wealth Management Intern - Annapolis, MD

placeAnnapolislanguageicims.comevent_available1 week ago

For more information, visit www.wealthspire.com. Wealthspire Advisors LLC, Fiducient Advisors LLC, Wealthspire Retirement, LLC, dba Wealthspire Retirement Advisory, and certain other affiliates are separately registered investment advisers. Key...

Assistant to the Chief Financial Officer international MFO

apartmentIPM AdvisoryplaceColumbia (MD)event_availabletoday

W&W Family Office / IPM Advisory/ InvestEd Advisory has over 75 years of collective financial, investment and advisor experience, with roots in sound money management for high-net-worth clients. We are a Maryland Registered Investment Advisor (RIA)...

AVP, Client Service

placePotomac (MD)languageicims.comevent_available1 month ago

www.wealthspire.com. Wealthspire Advisors LLC, Fiducient Advisors LLC, Wealthspire Retirement, LLC, dba Wealthspire Retirement Advisory, and certain other affiliates are separately registered investment advisers. Position Overview The Client Service, AVP serves...