Investment Advisor Jobs in North Smithfield
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Search Results - Investment Advisor Jobs in North Smithfield
Fidelity InvestmentsNorth Smithfield
the position is filled or unposted.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing...
Beacon Pointe Advisors LLCBoston, 36 mi from North Smithfieldprimepay-recruit.com
Job Description
We are currently seeking qualified candidates to join Beacon Pointe Advisors as an Associate Wealth Advisor in our Boston, MA office. The ideal candidate will be responsible for assisting in client advisory, investment management...
Fidelity InvestmentsNorth Smithfield
the application window closes when the position is filled or unposted.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA...
Michael PageBoston, 36 mi from North Smithfieldmichaelpage.com
About Our Client
A global investment organization offering a diverse suite of asset management and advisory products. The firm emphasizes strong governance, a forward‑looking risk culture, and disciplined oversight across all investment...
Lexitas Legal Talent SolutionsNewton (MA), 32 mi from North Smithfield
Our client, a leading financial services company, seeks a Chief Compliance Officer to oversee and manage the compliance program for its broker-dealers, registered investment advisors, and transfer agents ensuring adherence to laws, regulations...
Providence, 12 mi from North Smithfieldicims.com
that focuses on:
Planning Experience
• Asset & Income Protection
• Education Funding
• Investment & Advisory Services
• Trust Services
• Retirement Solutions
• Business Needs Analysis
Northwestern Mutual’s proprietary planning software helps you educate...
AscensusWorcester, 26 mi from North Smithfieldappcast.io
and investment advisor compliance. The ideal candidate will have a strong understanding of securities regulations and exceptional leadership skills. Alongside competitive compensation, the firm offers benefits including 401(k) match and health insurance.
#J-18808...
JobotBoston, 36 mi from North Smithfield
per year
A bit about us:
We have partnered with a well-established wealth management and advisory firm that provides comprehensive financial planning, estate planning, and investment advisory services to high-net-worth individuals and business owners...
AscensusWorcester, 26 mi from North Smithfieldappcast.io
senior management on regulatory initiatives. Candidates should have extensive experience in broker-dealer and investment advisor compliance, as well as strong managerial and communication skills. This hybrid position is based in Newton, MA and offers...
JobsBoston, 36 mi from North Smithfieldjobvertise.com
in compliance
Qualifications
12. 15 years of regulatory compliance experience, with at least 8 years an established investment manager
Has a strong knowledge of the securities laws (e.g., the Investment Advisers Act of 1940) and experience with CFTC...
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