Investment Compliance Jobs
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Search Results - Investment Compliance Jobs
Arrow Search Partners-New York
Our client, a prominent hedge fund, is looking to hire a compliance officer to support their investment guideline compliance program.
Responsibilities:
• Manage portfolio compliance across a broad and expanding global investment platform, ensuring...
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2 similar jobs: Jersey City, White Plains
Cincinnati Asset Management, Inc.-Cincinnati
Location: 8845 Governors Hill Dr, Cincinnati, Ohio
Work Arrangement: On-site
Position Summary
CAM is seeking an Investment Operations & Compliance Analyst to join our team and work across investment compliance, operations, performance reporting...
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Pure Search-Jersey City
We're working with a leading global alternative investment firm to add an Investment Compliance Analyst to the New York team.
The position will support the firm’s information-barrier and conflicts framework, including MNPI controls, watch...
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1 similar job: White Plains
Silicon Valley Search Group-New York
controls, and reporting workflows
• Support technology, automation, and accounting process improvement initiatives
• Partner cross-functionally with investment, compliance, investor relations, and operations teams
• Participate in system implementations...
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Landing Point-Stamford
across investment compliance, trading, regulatory reporting, Code of Ethics administration and firmwide compliance matters. The position will work closely with portfolio managers, traders, operations professionals and senior members of the Compliance team...
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Guthrie-Sayre (PA)
Management:
• Develop and manage the social media budget, ensuring efficient allocation of resources and maximizing return on investment
• Compliance and Governance:
• Ensure all social media activities comply with relevant laws, regulations...
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Landing Point-Greenwich (CT)
across investment compliance, trading, regulatory reporting, Code of Ethics administration and firmwide compliance matters. The position will work closely with portfolio managers, traders, operations professionals and senior members of the Compliance team...
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LegalAndGeneral-Chicago
Management, Post-Trade workflow, securities, broker and account configuration and investment compliance mechanisms.
• Understanding of network topology and an ability to provide basic troubleshooting of connectivity problems from the investment desktop...
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Robert Half-Evanston (IL)
legal professionals looking to build a strong foundation in corporate legal operations and gain direct exposure to complex investment, compliance, and business matters. Our client fosters a collaborative team culture, offers comprehensive benefits...
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1 similar job: Oak Park
Credit Union Center Management-Albany
administration, foreclosure oversight, investor reporting, and regulatory compliance.
The ideal candidate combines strong mortgage servicing expertise with proven leadership, analytical, and problem-solving skills. This individual will be responsible...
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PowerSchool-Northern (MN)
risk, and expected returns.
• Drive portfolio prioritization across growth, customer commitments, innovation, technical investment, compliance, and enterprise needs, surfacing tradeoffs to the appropriate executive owner.
Monetization...
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appcast.io -
AD Mortgage-Troy (MI)
Chapter 12, and Chapter 13 accounts, ensuring compliance with bankruptcy court requirements, investor guidelines, and mortgage servicing regulations.
The Bankruptcy Specialist performs case review, proof of claim preparation and filing, bankruptcy payment...
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Dallas
risk, and expected returns.
• Drive portfolio prioritization across growth, customer commitments, innovation, technical investment, compliance, and enterprise needs, surfacing tradeoffs to the appropriate executive owner.
Monetization...
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icims.com -
Westerra Credit Union-Parker (CO)
This position is accountable for timely and accurate execution, regulatory and investor compliance, financial and collateral controls, loan quality, seller and member service, pipeline management and scalable capacity across these functions.
The Manager oversees...
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Genworth-Richmond
and franchise tax returns and payments. You will be preparing accounting entries as necessary for all state tax processes. You will support our insurance businesses and assist with the preparation and review of the federal, state, and investments compliance...
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