Investment Compliance Jobs
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Randstad-Research Triangle Park
Services, Compliance & Operations technology domain. This chapter and corresponding squad support the Compliance function in Asset Management to deliver innovative, scalable, industry-leading investment compliance tools.
We are committed to evolving our...
randstadusa.com -
Fidelity Investments-Durham
Job Description:
The Role
Investment Compliance Technology team is seeking a Senior Java/Scala tech lead to work on the development and enhancement of a brand-new Compliance Monitoring product. This is a real-time platform that sits in the middle...
mindmatch.ai -
Robert Half-Boston
in the context of coordination among various departments such as Global Client Relations, Marketing, Investment, Compliance, Legal, and Operations Teams....
roberthalf.com -
Wellington Management Company, LLP-Chicago
products, and derivative securities
• Prior Guideline Monitoring, Investment Operations, or Investment Compliance experience and/or an understanding of different regulatory regimes would be advantageous but not required
• Be self-confident, a self-starter...
mindmatch.ai -
2 similar jobs: Boston, New York
Knewin-Boston
our perspectives with those of our clients.
About the Role
The Head of Private Credit Compliance will support and provide leadership to Wellington Management’s private investments compliance program, focusing on private credit. Wellington...
appcast.io -
Fidelity Investments-Smithfield (RI)
the Organization
You will play an important role in advising Fidelity leaders, investment, compliance and sales professionals. Your role will be critical to the smooth intake and maintenance of institutional business. You will work closely with a dynamic, highly...
mindmatch.ai -
Genworth-Richmond
Analyst to join our growing team. You will support our insurance businesses and assist with the preparation and review of the federal, state, and investments compliance for those legal entities. You will also assist with tax accounting for quarterly...
Wellington Management Company, LLP-Boston
our perspectives with those of our clients.
About the Role
The Head of Private Credit Compliance will support and provide leadership to Wellington Managements private investments compliance program, focusing on private credit. Wellington is expanding...
mindmatch.ai -
2 similar jobs: Chicago, New York
African American Alliance of CDFI-Boston
Compile asset management reports as required by management, investors, and other stakeholders.
• Participate in the collection and organization of financial and social impact data both for investor compliance and organizational grant applications...
appcast.io -
Salt Lake City
deadlines.
The incumbent must always demonstrate judgment, high integrity, and personal values consistent with the values of URS.
Additional Requirements
As a requirement of this position, the employee will submit to the URS Investment Compliance Officer...
icims.com -
Gigs-New York
Be the point of contact for all financial matters in each market Gigs operates in, including tax, investments, compliance, reporting & controlling.
• Drive the companys financial planning in close collaboration with the founders. Develop and manage Gigs budget...
jobvertise.com -
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