Investment Compliance Jobs
1 - 11 of 11
Search Results - Investment Compliance Jobs
Yoh, A Day & Zimmermann Company-Worcester
mapping, python, etc) and has strong investment management experience including Compliance. This person needs to understand the data and be able to move the data from system to systems and have an understanding of what they are doing.
This is remote...
Read more
8 similar jobs: Lynn, New Bedford, Quincy, Springfield, Boston...
St Louis
and analytical skills, intellectual curiosity, and a collaborative mindset to join our growing teams.
Responsibilities:
As an Investment Compliance Manager, you will be responsible for understanding and testing NISA’s trading and investment processes for some...
Read more
nisa.com -
Leidos-Arlington (VA)
assessment processes and methodologies
• Tracking, reporting key progress on, and analyzing cost, schedule, risk and performance
• Monitoring investment compliance
• Developing business cases, concepts of operations, and memoranda agreements
• Monitoring...
Read more
4 similar jobs: Glen Echo, Silver Spring, Bethesda, Washington
MITRE Corporation-Mclean (TX)
Foreign investment, compliance, and/or risk management
• Financial and/or crypto-currency analysis
• Business systems
• Willingness to visit Sponsor sites periodically for direct engagement and/or meetings.
• Active DoD Secret clearance
• This position...
Read more
1 similar job: Bedford
Leidos-Rockville (MD)
assessment processes and methodologies
• Tracking, reporting key progress on, and analyzing cost, schedule, risk and performance
• Monitoring investment compliance
• Developing business cases, concepts of operations, and memoranda agreements
• Monitoring...
Read more
5 similar jobs: Takoma Park, Hyattsville, Gaithersburg, Chevy Chase, Southeast
San Francisco
relationships with advisors and their teams, serving as a trusted partner on client service matters
• Experience collaborating across functions, including investment, compliance, technology, and operations, to resolve issues and deliver on client needs
• Comfort...
Read more
icims.com -
Long Island City
and liquidity planning, debt origination support and interest expense forecasting, managing our cash investment portfolio, and ensuring compliance with debt covenants, regulatory reporting requirements, and internal policies.
Essential Responsibilities
• Lead...
Read more
tiptopjob.com -
Salt Lake City
a vehicle, possess a valid driver’s license and have an acceptable driving record based upon data provided by a current Department of Motor Vehicle Record (MVR).
As a requirement of this position, the employee will submit to the URS Investment Compliance...
Read more
icims.com -
Carrollton
with established policies for purposes of regulatory and/or investor compliance
• Provide guidance and day to day support to lines of business, including troubleshooting Campaign related issues and escalations
• Assist Queue and Workforce Management teams as needed...
Read more
pennymac.com -
VISION HOSPITALITY GROUP, LLC-Chattanooga
of partnership agreements, investment structures, and governance documentation.
• Support capital transaction documentation and investor compliance processes.
Reporting & Data Management
• Ensure accuracy, consistency, and timeliness of portfolio financial...
Read more
oasisrecruit.com -
Jersey City
Job Overview:
The Compliance Associate will support Lord Abbett’s Control Room covering core investment and employee-related compliance functions, including personal trading, Code of Ethics administration, control room activities, and information...
Read more
icims.com -
Companies now hiring:
Investment Compliance jobs – Similar offers:
Don’t miss out on new job openings!
Create a job alert for: Investment Compliance
It's free, and you can cancel email updates at any time