Regulatory Compliance Jobs in Boca Raton
Job Description
Legal Advisory: Provide timely and practical legal advice to various departments within the organization on a wide range of legal issues, including contracts, employment law, intellectual property, regulatorycompliance...
loyalty.
RegulatoryCompliance:
- Stay updated on regulatory requirements and compliance standards governing the cannabis industry, ensuring adherence to all applicable laws and regulations in retail operations and data management.
Qualifications...
disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, RegulatoryCompliance), which includes effectively following and adhering...
of the company’s business, including accounting and financial statement preparation, operations, regulatorycompliance, trading analysis, back-office trade reconciliation, and some client interaction. The candidate is expected to grow with the developing...
- Can add, subtract, multiply and divide in all units of measure, using whole numbers, common fractions...
- Proficiency in CRM software and Microsoft Office suite.
- Commitment to upholding ethical standards and regulatorycompliance in financial services.
- A proactive attitude...
Sr. Advisor - RegulatoryCompliance
Dallas, United States of America
The Sr. Advisor - RegulatoryCompliance serves as a subject matter expert on key Federal Reserve regulations, including the Bank Holding Company Act and Reg Y, to ensure...
and regulatorycompliance under the direction of the network's Safety Committee.
To ensure the network's compliance with Environment of Care as defined by JCAHO, CARF, OSHA, EPA, FDA, FDOH and other regulatory agencies.
Qualifications
Bachelors Degree...
in this classification oversee all activities surrounding compliance with all Federal, State, and Local agency rules and regulations, related to the water, wastewater, air, laboratory testing and storm water. Prepares and maintains related, permits, records and reports...
you’ll stay ahead of compliance issues.
The work:
- Support development of regulatory responses to address findings, including definition of action plans and evidence/artifact requirements
- Lead teams to execute regulatory programs...