Regulatory Counsel Jobs in Greenwich (CT)
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Search Results - Regulatory Counsel Jobs in Greenwich (CT)
Burnham SterlingGreenwich (CT)
Regulatory. The Firm operates an SEC-registered broker-dealer to effect securities transactions and a registered investment advisor with respect to its fund business.
Workplace Environment. People who do well at the Company have a strong work ethic...
JURISolutions Legal (JSL)Greenwich (CT)
related to data usage and privacy, intellectual property, regulatory compliance, and tax in coordination with subject matter experts, ensuring all agreements align with corporate strategy, internal policies, and applicable laws. Success in this role...
Ascendo ResourcesGreenwich (CT)
matters, including Board and committee materials, charters, resolutions, and regulatory correspondence.
• Manage relationships with external legal counsel, fund counsel, and regulatory advisors.
• Support regulatory interactions, chartering activities...
Burnham SterlingGreenwich (CT)
investing.
Regulatory. The Firm operates an SEC-registered broker-dealer to effect securities transactions and a registered investment advisor with respect to its fund business.
Workplace Environment. People who do well at the Company have a strong work...
JURISolutions Legal (JSL)Greenwich (CT)
usage and privacy, intellectual property, regulatory compliance, and tax in coordination with subject matter experts, ensuring all agreements align with corporate strategy, internal policies, and applicable laws. Success in this role requires the ability...
Ascendo ResourcesGreenwich (CT)
governance matters, including Board and committee materials, charters, resolutions, and regulatory correspondence.
• Manage relationships with external legal counsel, fund counsel, and regulatory advisors.
• Support regulatory interactions, chartering...
AMIP ManagementNew Canaan, 8 mi from Greenwich (CT)
and private investors.
Job Description:
We are seeking an experienced and business-oriented General Counsel to lead all legal and regulatory functions for our SEC-registered investment adviser specializing in mortgage-related investment strategies...
AMIP ManagementNew Canaan, 8 mi from Greenwich (CT)
for institutional and private investors.
Job Description:
/tWe are seeking an experienced and business-oriented General Counsel to lead all legal and regulatory functions for our SEC-registered investment adviser specializing in mortgage-related investment...
Atlantic GroupNew Canaan, 8 mi from Greenwich (CT)
Legal Leadership
• Serve as the firm’s primary legal advisor to executive leadership and senior management.
• Oversee all day-to-day legal matters across the investment platform.
• Manage relationships with external counsel and compliance...
New York Blood CenterRye (NY), 8 mi from Greenwich (CT)appcast.io
assistance to the General Counsel and Deputy General in providing legal advice to the organization and its geographical divisions in all areas of legal affairs managed by the Office of the General Counsel, with a focus on commercial work and corporate...
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