Surveillance Jobs in Mundelein
1 - 14 of 14
Search Results - Surveillance Jobs in Mundelein
Axonic Insurance-Mundelein
Job Description
Summary
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The AVP, Head of Investment Surveillance, will build and lead AXI's post-investment monitoring function across the general account and related portfolios. This role is responsible for identifying emerging credit...
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Madison-Davis, LLC-Mundelein
Job Description
A leading global financial services firm is seeking an experienced Compliance Manager to oversee regulatory advisory, trade surveillance, and supervisory compliance activities across its futures, commodities, and swaps businesses...
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Mondrian Alpha-Mundelein
a generalist role. The core remit of the role will be trading / advisory, with the ability to interact and challenge PMs an essential skillset. Beyond this, the hire will assist the wider compliance team with responsibilities such as surveillance and core...
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Tenth Revolution Group-Mundelein
closely with the trading desk to build and maintain robust in-house technology platforms that support valuation, trading workflows, performance tracking, and surveillance of various asset sectors.
Principal Responsibilities:
• Collaborate with business...
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Madison-Davis, LLC-Mundelein
Job Description
A leading global financial services firm is seeking an experienced Compliance Manager to oversee regulatory advisory, trade surveillance, and supervisory compliance activities across its futures, commodities, and swaps businesses...
Read more
Mondrian Alpha-Mundelein
a generalist role. The core remit of the role will be trading / advisory, with the ability to interact and challenge PMs an essential skillset. Beyond this, the hire will assist the wider compliance team with responsibilities such as surveillance and core...
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Social Capital Resources-Mundelein
activities of an ad hoc nature.
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Qualifications:
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• In-depth knowledge of SEC and FINRA broker-dealer regulation and regulatory environment
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• Trade Surveillance experience is a must
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• Must have working knowledge of Investment...
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Jefferies-Mundelein
and other fixed income regulatory requirements.
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• Help identify trends, exceptions, and potential issues through review of trade, surveillance, monitoring, and control data.
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• Partner with Compliance, Technology, Operations, Risk, and other control...
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The Medical Affairs Company (TMAC)-Mundelein
Meeting Medical Insight gathering, compilation, and reporting.
• Medical Literature surveillance and summaries to be shared across the company (Literature Alerts).
• Journal Club presentations and management/scheduling.
• Investigator Sponsored Research...
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Jefferies-Mundelein
and other fixed income regulatory requirements.
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• Help identify trends, exceptions, and potential issues through review of trade, surveillance, monitoring, and control data.
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• Partner with Compliance, Technology, Operations, Risk, and other control...
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IPC Systems-Mundelein
value of a unified trader workspace.
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• Evaluate and understand the AI strategies being developed and deployed within Capital Markets accounts, across front-office trading, voice and communications analytics, surveillance and compliance, and data...
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AASHTO (American Association of State Highway and Transportation Officials)-Mundelein
plan and implement AASHTO re:source on-site assessments, surveillance visits, and ISO/IEC 17025 on-site assessments. The Quality Analyst may be asked to complete desktop reviews in which a written report is prepared officially documenting the pre...
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The Medical Affairs Company (TMAC)-Mundelein
CoER)
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• Clinical Trial Outcomes Sharing and Insight Gathering.
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• Medical Meeting Medical Insight gathering, compilation, and reporting.
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• Medical Literature surveillance and summaries to be shared across the company (Literature Alerts).
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The Medical Affairs Company (TMAC)-Mundelein
of Excellence and Research (CoER)
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• Clinical Trial Outcomes Sharing and Insight Gathering.
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• Medical Meeting Medical Insight gathering, compilation, and reporting.
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• Medical Literature surveillance and summaries to be shared across the company...
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