Kestra Financial Independent AdvisorColumbus
relationships with clients and internal partners and influence others without direct control
The ideal candidate will have 2+ years of experience in the financial services industry allowing for a good understanding of broker/dealer operations and
Previous...
PamTen IncWaltham (MA)
skills.
Experience with Content Management Systems.
Familiarity with DevOps practices and the software development life cycle.
Previous experience in the financial services sector, particularly in wealth management or broker-dealer operations...
RobinhoodNew York
across the Robinhood enterprise.
What you bring:
• 15+ years working in operations and compliance at a broker dealer, financial services company
• Extensive & deep knowledge of FINRA and SEC regulations, including practical applications of regulatory...
EYNew York
and supporting business integration
• Expertise in policies, procedures, governance, design and operations in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations, clearance and settlement, client onboarding, treasury...
EYNew York
and supporting business integration
• Expertise in policies, procedures, governance, design and operations in relevant areas, such as trade life cycle, front-office structure, broker-dealer operations, clearance and settlement, client onboarding, treasury...
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