Broker Dealer Jobs in Dallas
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Search Results - Broker Dealer Jobs in Dallas
Michael Page-Dallas
will provide financial and accounting services to a broad range of entities which includes a multi-billion-dollar asset manager, broker-dealer, insurance entities, real estate managers and real estate joint ventures, among others.
The finance duties revolve...
michaelpage.com -
NexPoint-Dallas
NexPoint Advisors, LP (“NexPoint”) is a real estate investment platform comprised of subsidiary investment advisors and sponsors, a broker-dealer, and a suite of related investment vehicles. The NexPoint real estate team has completed billions...
mindmatch.ai -
IQ-EQ-Dallas
reviews and internal control testing
Lead onsite training to clients regarding regulatory requirements and best practices
Register clients as broker-dealers or investment advisers with the appropriate regulatory bodies
Lead in conducting mock...
resume-library.com -
Hilltop Securities Inc.-Dallas
or more years of experience in an operations role with a Broker/Dealer
• 3 or more years of experience as a Relationship Manager with a clearing firm
• Experience with relational databases and the ability to write queries.
ABOUT US
At HilltopSecurities...
mindmatch.ai -
Dallas
with the abilitytoserve clients in our Registered Investment Advisor (RIA) firm or as a Bank of Texas advisor? If you hold securities and/or insurance licenses you may offer securities and other products and solutions through our affiliated broker dealer...
tiptopjob.com -
Kestra Financial-Fort Worth, 36 mi from Dallas
service, and other key areas of the practice. Understanding the logistics of the retail financial services practice working within a broker/dealer is paramount. Practice management and previous retail advising experience are highly sought for this role...
mindmatch.ai -
Kestra Financial Independent Advisor-Fort Worth, 36 mi from Dallas
industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
• Previous experience...
resume-library.com -
New York Life-The Colony, 8 mi from Dallas
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
talentnest.com -
Kestra Financial-Fort Worth, 36 mi from Dallas
for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
• Previous experience in the independent financial services...
mindmatch.ai -
New York Life-The Colony, 8 mi from Dallas
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
talentnest.com -
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