Broker Dealer Jobs in Dallas
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Search Results - Broker Dealer Jobs in Dallas
Conselium Compliance Search-Dallas
directly to the Chief Compliance Officer, you will support the compliance program for both the RIA and Broker-Dealer
• Assist in the ongoing implementation of the Compliance Program and its related activities to prevent illegal, unethical, or improper...
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Dallas
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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icims.com -
Cetera Financial Group-Dallas
money on healthcare, daycare, commuting, and more.
• Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.
About Cetera Financial Group:
Cetera Financial Group® ("Cetera") is a leading network of independent retail broker-dealers...
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moomoo-Dallas
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
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workable.com -
Mindlance-Dallas
Mainframe Cobol apps/DB2 to Java apps/SQL or MongoDB
o Hands-on experience with Large Language Models (e.g., GPT-5, Claude, Gemini, PaLM)
• Domain Expertise: Understanding of broker-dealer capabilities and operations.
• Communication: Excellent...
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Dallas
industry, required.
3. 5+years of work experience in self-sourcing investment management assets in a banking, broker-dealer or registered investment advisor related role, preferred.
4. Experience with Money Guide or other Financial Planning tools, preferred...
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ozk.com -
moomoo-Dallas
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Read more
workable.com -
New York Life-Dallas
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
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talentnest.com -
moomoo-Dallas
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Read more
workable.com -
New York Life-Dallas
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
Read more
talentnest.com -
moomoo-Dallas
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Read more
workable.com -
New York Life-Dallas
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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talentnest.com -
New York Life-Dallas
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
Read more
talentnest.com -
New York Life-Dallas
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
Read more
talentnest.com -
New York Life-Dallas
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
Read more
talentnest.com -
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