Broker Dealer Jobs in Texas
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Search Results - Broker Dealer Jobs in Texas
Cetera Financial Group, Inc.-Dallas-
Job Description
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process. The Regulatory Exam Manager...
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Arena Investors I Quaestor Advisors-Dallas-workable.com-
at a bank, broker dealer or investment firm (internship experience included).
• Excellent Microsoft Excel (VBA a plus) and writing skills.
• Experience with financial modeling and transaction structuring / closing is a plus.
• The highest level of personal...
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Randstad Digital-Austin-
job summary:
Your Opportunity
Join us for significant technical transformation in Broker-Dealer Systems and the modernization of our core technology infrastructure. As a Senior AI Developer, this role will be a leader in AI focused workflows...
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Plano-icims.com-
with the efficient use of agreed-upon expenses. Budgets estimated sales and client support expenses on an annual basis. Submits expense reports weekly.
• Calls on reps with associated broker-dealers and financial institutions in addition to attending/Conducting...
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Cetera Financial Group, Inc.-Dallas-
and use of various systems associated with the Broker/Dealer
Troubleshoot and resolve product or service problems; determining the cause and explaining the best solution to resolve the issue
Resolve less complex problems immediately and direct complex...
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New York Life-Grapevine (TX)-talentnest.com-
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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3 similar jobs: Carrollton, Lewisville, Irving
Kforce Technology Staffing-Coppell-
quality support to our clients in all aspects of their business including brokerage operations, advisory accounts, transfers, direct business, etc.
• Provide support to our clients with the navigation while using various systems associated with the broker...
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moomoo-Dallas-workable.com-
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
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Cetera Financial Group, Inc.-Dallas-
multiple competing priorities.
Ability to operate independently, make sound decisions, and maintain operational control in a fast-paced environment.
Strong sense of ownership, urgency, accountability, and customer focus.
Preferred Qualifications
Broker...
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New York Life-Frisco-talentnest.com-
subsidiaries, New York Life provides a range of competitive insurance and financial products, including
life insurance, annuities, long term care insurance, disability income insurance and investment products such as
mutual funds through our broker-dealer arm...
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El Paso-icims.com-
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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New York Life-Little Elm-talentnest.com-
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
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12 similar jobs: Fairview, Murphy, Celina, Allen, Lucas...
moomoo-Dallas-workable.com-
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU...
Read more
Houston-icims.com-
Preferably previous experience working with financial advisors, RIAs, RIA aggregators, broker-dealers, private banks, wealth management platforms, or other financial intermediary partners.
• Demonstrated ability to support advisor engagement, product...
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New York Life-Mansfield (TX)-talentnest.com-
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
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11 similar jobs: Grand Prairie, Mckinney, Irving, Fort Worth, Lewisville...
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