Broker Dealer Jobs in Texas
1 - 15 of 50
Search Results - Broker Dealer Jobs in Texas
SAMCO Capital Markets, Inc.-Dallas
and approving wires
• Support company’s Registered Investment Advisor
• Provide customer and internal trade support
/nCompany Description
Founded in 1987, SAMCO Capital (www.samcocapital.com) is an employee-owned broker dealer based...
Read more
Cetera Financial Group, Inc.-Dallas
Job Description
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process. The Regulatory Exam Manager...
Read more
SAMCO Capital Markets, Inc.-Houston
www.samcocapital.com) is an employee-owned broker dealer based in the Southwest, specializing in municipal finance. We are a leading underwriter of municipal bonds nationally and provide financial advisory services to hundreds of clients in the Southwest.
This position...
Read more
8 similar jobs: Arlington, New Orleans, San Antonio, Fort Worth, Kansas City...
Cetera Financial Group, Inc.-Dallas
management, consulting, or advisor-facing roles
Preferred:
• Experience in the independent broker-dealer or RIA environment
• Experience in business consulting, practice management, or advisor coaching
• FINRA Series 7 and 63/65 or 66 licenses
Job Specific...
Read more
CornerStone Staffing-Coppell
documentation, transaction status, and next steps. MINIMUM QUALIFICATIONS 1+ year of experience in brokerage account servicing, wealth management operations, investment services, or a broker-dealer environment preferred.
Candidates with experience at Fidelity...
Read more
Kforce Technology Staffing-Coppell
Provide support to our advisors and end-clients with the navigation and use of various systems associated with the Broker/Dealer
• Troubleshoot and resolve product or service problems; Determining the cause and explaining the best solution to resolve...
Read more
Simplicity Group Holdings-Plano
Group and its wholly-owned Broker-Dealer, partners with financial institutions, as well as insurance and investment professionals to help provide consumers with guaranteed income and life insurance products, wealth accumulation strategies, disability...
Read more
Kforce Technology Staffing-Coppell
systems associated with the broker-dealer
• Maintain minimum call handling requirements and quality review scores while adhering to assigned work schedule
• You will utilize the CRM (Client Relationship Management) tool to accurately record each call...
Read more
Corebridge Financial-Houston
Communicate proficiently with financial professionals to obtain suitability information and forms required for the broker dealer
• Help coordinate efforts between financial professionals and internal operational partners to ensure business is processed within...
Read more
Disrupt Equity-Houston
them.This role builds that channel from zero: registered investment advisors, single- and multi-family offices, and independent broker-dealer reps across Texas and the Southeast. Fewer conversations than our retail desk has, each one worth ten to fifty times...
Read more
appcast.io -
Square Point Capital-Houston
Payable Finance Analyst Montreal, Warsaw Apply Corporate Assistant Controller - Broker Dealer London, New York, Montreal, Warsaw Apply Corporate Assistant Controller — CLO Products London, New York Apply Corporate Assistant Controller - Management Company...
Read more
CornerStone Staffing-Coppell
and resolve commission inquiries through Salesforce for financial advisors, broker-dealers (BD), and resource centers, meeting 48-hour service-level expectations.
• Investigate commission discrepancies, perform root cause analysis, and recommend process...
Read more
Valitana-Plano
institutional clients including CLO investors, CLO managers, hedge funds, asset managers, insurance companies, family offices, and broker dealers.
Position Overview Valitana is seeking a detail-oriented and motivated QA Engineer to join our growing team...
Read more
New York Life - San Antonio-San Antonio
insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
Read more
moomoo-Dallas
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves...
Read more
workable.com -
1234
Companies now hiring in Texas:
Broker Dealer jobs in Texas – Similar offers:
Broker Dealer jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Broker Dealer, Texas
It's free, and you can cancel email updates at any time
1234