Broker Dealer Jobs in Texas
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Search Results - Broker Dealer Jobs in Texas
EquitonDallas
About the Role
Equiton is a Canadian real estate investment firm with a growing presence in the United States. As part of our U.S. expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital...
InnovayteDallas
dealer operations.
• Product Expertise: Comprehensive knowledge of financial products, including equities, mutual funds, bonds, options, and alternative investments.
• Industry Insight: Extensive working knowledge of the brokerage and investment advisory...
Leon Capital GroupDallas
governance and compliance program fundamentals.
Preferred:
• In-house experience within an investment manager, financial institution, broker-dealer, or insurance platform.
• Exposure to insurance or reinsurance regulatory environments.
• Background...
moomooDallasworkable.com
About Futu US Inc.
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our...
Judge Group, Inc.Southlake
the future of finance.
We are undertaking a significant technical transformation within our Broker-Dealer Systems to modernize our core technology infrastructure. As a Senior AI Developer, you will operate at the intersection of cutting-edge...
MercorDallascareers-page.com
Experience at investment banks, broker-dealers, exchanges, regulatory agencies, hedge funds, proprietary trading firms, or surveillance technology providers.
• Prior involvement in surveillance model tuning, alert calibration, threshold optimization...
Cetera Financial GroupDallas
Insurance licenses
• Prior independent broker‑dealer experience
• Experience with systems such as Pershing, NFS, Smarsh, Albridge, Protegent, Salesforce and Docupace
• Experience supporting M&A, region growth efforts, complex supervision matters, or firm...
New York LifeCelina (TX)talentnest.com
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
3 similar jobs: Melissa, Frisco, Sherman
Revenue3Houston
Background in transfer agency, transactional banking, broker-dealer, or custodian in an operations capacity
• Exposure to digital asset or commodity financial products
• Experience at an early-stage fintech or financial services startup
• Preferred...
RandstadAustinrandstadusa.com
for significant technical transformation in Broker-Dealer Systems and the modernization of our core technology infrastructure. As a Senior AI Developer, this role will be a leader in AI focused workflows across the System Development Life Cycle.
You'll work...
Houstonicims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
New York LifeHoustonjobvertise.com
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term
care insurance, disability income insurance, and investment products such as mutual funds1
through our broker-dealer, NYLIFE Securities LLC (member...
Beacon Pointe Advisors LLCFort Worthprimepay-recruit.com
networking, and strategic outreach
Qualifications
• 5+ years of experience as a Financial Advisor or Wealth Advisor
• Proven track record of client acquisition and asset growth
• Background in a wirehouse, independent broker-dealer, bank, or RIA environment...
New York LifeFriscotalentnest.com
subsidiaries, New York Life provides a range of competitive insurance and financial products, including
life insurance, annuities, long term care insurance, disability income insurance and investment products such as
mutual funds through our broker-dealer arm...
QodeDallasworkable.com
Qualifications
• 5–8 years of experience in a client service, relationship management, or service lead role within wealth management
• Prior experience at a broker-dealer, TAMP (Turnkey Asset Management Platform), or custodian in a client-facing capacity...
2 similar jobs: Houston, San Antonio
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