Broker Dealer Jobs in Plano
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Search Results - Broker Dealer Jobs in Plano
Plano
with the efficient use of agreed-upon expenses. Budgets estimated sales and client support expenses on an annual basis. Submits expense reports weekly.
• Calls on reps with associated broker-dealers and financial institutions in addition to attending/Conducting...
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icims.com -
Simplicity Group Holdings-Plano
Group and its wholly-owned Broker-Dealer, partners with financial institutions, as well as insurance and investment professionals to help provide consumers with guaranteed income and life insurance products, wealth accumulation strategies, disability...
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New York Life-Plano
subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds^(1) through our broker-dealer arm, NYLIFE Securities LLC (member...
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talentnest.com -
Valitana LLC-Plano
and serves approximately 100 institutional clients including CLO investors, CLO managers, hedge funds, asset managers, insurance companies, family offices, and broker dealers.
Position Overview
Valitana is seeking a Product Manager to serve...
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Judge Group, Inc.-Southlake, 25 mi from Plano
for a significant technical transformation in Broker-Dealer Systems and the modernization of our core technology infrastructure. As a Senior AI Developer Tech Lead, you will act as a pioneer for AI-focused workflows across the System Development Life Cycle (SDLC...
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Oppenheimer & Co. Inc.-Dallas, 6 mi from Plano
Job Description
Job Description
Who We Are:
Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer, With roots tracing back to 1881, the Company is engaged in a broad range of activities...
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Kforce Technology Staffing-Dallas, 6 mi from Plano
operations, advisory accounts, transfers, direct business, etc.
• Provide support to our clients with the navigation while using various systems associated with the broker-dealer
• Maintain minimum call handling requirements and quality review scores while...
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New York Life-Plano
such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities as a registered...
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talentnest.com -
Cetera Financial Group, Inc.-Dallas, 6 mi from Plano
Minimum of 5 years of due diligence experience in a broker-dealer.
• Operational Excellence: Strong ability to design, execute, optimize complex workflows, manage high volumes under tight deadlines.
• Risk & Control Mindset: Comfort operating within...
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Aquent Talent-Southlake, 25 mi from Plano
of broker-dealer capabilities and operations.
• Excellent communication skills and a proven ability to communicate and lead other engineers in a collaborative environment.
• Collaborative mindset coupled with a bias for action to effectively engage...
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