Broker Dealer Jobs in San Antonio
Search jobs in
1 - 9 of 9
Search Results - Broker Dealer Jobs in San Antonio
The Charles Schwab Corporation-San Antonio
constructive business partnership
Key requirements
• Active FINRA Series 7, 9/10, and 66 registrations or equivalent
• 5+ years supervising personnel or conducting supervisory reviews in a registered investment adviser, broker-dealer, or related environment...
Read more
Prudential Financial-San Antonio
organizations and/or broker-dealers. The role supports sales enablement, operational effectiveness, and an improved experience for distribution partners and their clients.
Responsibilities include, but are not limited to:
• Assume the lead relationship role...
Read more
Robert Half-San Antonio
regulatory exposure while enabling growth
Key requirements
• Active FINRA registrations: Series 24, Series 7, and Series 63/65/66
• Broker-dealer or wealth management compliance experience focused on advisor communications and social media supervision under...
Read more
Brandes-San Antonio
aligned with Brandes’ long‑term approach
• Distribute across multiple vehicles (SMAs, UMAs, mutual funds, ETFs, wrap programs)
• Increase platform presence, grow share‑of‑wallet, and strengthen partnerships with broker‑dealers, platforms, and sub...
Read more
appcast.io -
Fidelity Investments-San Antonio
drive improvements in processes and controls, with an onsite working model in transition.
Responsibilities
• Process trade confirmations and lifecycle events for derivatives trading
• Execute daily margin calls and settle collateral with broker-dealers...
Read more
San Antonio
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
Read more
icims.com -
Fidelity Investments-San Antonio
with broker-dealers and custodians
• Provide reporting to internal and external partners
• Escalate high-risk items to minimize potential losses
• Support development and review of departmental policies and procedures
• Test and automate processes...
Read more
The Charles Schwab Corporation-San Antonio
experience
• Strong interpersonal and management skills with cross-functional collaboration
• Ability to balance multiple changing priorities
• Knowledge of project management methods (waterfall and Agile)
• Knowledge of Securities Finance industry and broker...
Read more
KForce-San Antonio
roles in the financial industry (preferably in the RIA space)
• Approximately 10-20% travel for client onboarding, leadership meetings, planning, and industry events
• Success in navigating complex RIA, broker-dealer, custodial, and technology...
Read more
Companies now hiring in San Antonio:
Broker Dealer jobs in San Antonio – Similar offers:
Broker Dealer jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Broker Dealer, San Antonio
It's free, and you can cancel email updates at any time