Broker Dealer Jobs in Grand Rapids

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Search Results - Broker Dealer Jobs in Grand Rapids

Investment Associate

Ascent Wealth Partners-Grand Rapids-today

INVESTMENT ASSOCIATE JOB SUMMARY The Investment Associate is responsible for the investment operations of the firm utilizing Northwestern Mutual's independent broker-dealer platform. This role involves hands-on execution of day-to-day operations...

Social Media Compliance Analyst

Robert Half-Grand Rapids-today

regulatory exposure while enabling growth Key requirements • Active FINRA registrations: Series 24, Series 7, and Series 63/65/66 • Broker-dealer or wealth management compliance experience focused on advisor communications and social media supervision under...

Associate Financial Planner

Sano-Grand Rapids-today

records and documentation in CRM and our broker dealer's system in accordance with firm policies and compliance standards • Participate in prospecting and referral-generation activities alongside Senior Advisors • Additional duties and special...

Senior Program Manager - Remote

KForce-Grand Rapids-1 week ago

roles in the financial industry (preferably in the RIA space) • Approximately 10-20% travel for client onboarding, leadership meetings, planning, and industry events • Success in navigating complex RIA, broker-dealer, custodial, and technology...

Financial Professional

New York Life-Grand Rapids-today

New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer, NYLIFE Securities LLC (member of FINRA...

Accounting Supervisor

Green Key Resources-Grand Rapids-1 week ago

audits and regulatory exams. The role offers remote work with occasional client travel and a path to FINRA licensing. You’ll work with broker-dealers, investment advisers, and funds to strengthen financial controls and analysis. Compensation / Benefits...

Financial Advisor

Grand Rapids-icims.com-1 week ago

a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI. • Individuals...