Broker Dealer Jobs in Michigan
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Search Results - Broker Dealer Jobs in Michigan
Ascent Wealth PartnersGrand Rapids
INVESTMENT ASSOCIATE
JOB SUMMARY
The Investment Associate is responsible for the investment operations of the firm utilizing Northwestern Mutual's independent broker-dealer platform. This role involves hands-on execution of day-to-day operations...
Robert HalfDetroit
regulatory exposure while enabling growth
Key requirements
• Active FINRA registrations: Series 24, Series 7, and Series 63/65/66
• Broker-dealer or wealth management compliance experience focused on advisor communications and social media supervision under...
SanoGrand Rapids
records and documentation in CRM and our broker dealer's system in accordance with firm policies and compliance standards
• Participate in prospecting and referral-generation activities alongside Senior Advisors
• Additional duties and special...
KForceDetroit
roles in the financial industry (preferably in the RIA space)
• Approximately 10-20% travel for client onboarding, leadership meetings, planning, and industry events
• Success in navigating complex RIA, broker-dealer, custodial, and technology...
New York LifeGrand Rapids
New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer, NYLIFE Securities LLC (member of FINRA...
Beacon Pointe Advisors LLCGenesee (MI)primepay-recruit.com
preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer
• Excellent written and verbal communication skills
• Strong organizational, analytical, and interpersonal skills
• Ability to excel in a fast-paced, team...
Green Key ResourcesDetroit
audits and regulatory exams. The role offers remote work with occasional client travel and a path to FINRA licensing. You’ll work with broker-dealers, investment advisers, and funds to strengthen financial controls and analysis.
Compensation / Benefits...
Beacon Pointe Advisors LLCGenesee (MI)primepay-recruit.com
or Economics preferred).
• CERTIFIED FINANCIAL PLANNER™ (CFP™) designation.
• 3 - 5+ years of relevant experience working with high-net worth individuals a plus; preferably with a Registered Investment Advisor (RIA) or broker/dealer.
• Excellent written...
Grand Rapidsicims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
Retirement Income SolutionsAnn Arbor
Bachelor’s degree in Finance, Accounting, Business Administration, or another closely related field.
• 8+ years’ experience in a Finance/Accounting Manager or Controller role at a financial services company (e.g. RIA/Broker Dealer/Investment Management...
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