Broker Dealer Jobs in Stamford
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JCW GroupStamford
We're currently working with a well-capitalised, high-growth FinTech serving institutional clients across equities and futures markets. The business operates a US-registered broker-dealer (SEC, FINRA, CFTC and NFA) alongside a technology...
NatWest GroupStamford
a U.S.-based broker-dealer. The role supports a broad range of trading businesses, including FX, Rates, Prime Brokerage, and Securities (cash markets and repo). The successful candidate will be a self-directed professional with strong attention to detail...
JCW GroupStamford
Demonstrable experience in trade surveillance experience with a market abuse focus, at a buy-side firm, broker-dealer, exchange or regulator. Alternatively candidates can also come from a Surveillance background in law enforcement.
• Proven track record...
Stamfordicims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
BestEx ResearchStamfordworkable.com
with engineering leads and business stakeholders in each location.
WHAT YOU BRING
• 5 to 7+ years of project or program management experience, with a track record of delivering technology projects in electronic trading (for example at a broker-dealer, trading...
Michael PageStamfordmichaelpage.com
hedge funds, broker-dealers, or other regulated environments.
• Have exposure to finance systems, data projects, process automation, or transformation initiatives.
• Experience with Temenos or other core banking platforms would be highly advantageous...
StashNew York, 34 mi from Stamford
Stash exists to put a financial advisor in everyone's pocket: investing, banking, and personalized guidance in one app for everyday Americans to invest and save with confidence.
As a Senior Associate, Broker Dealer Compliance, you’ll report...
Abacus Group, LLCJersey City, 35 mi from Stamford
Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office.
Responsibilities
• Direct month-end close and financial reporting processes to ensure accuracy, timeliness, and compliance with US...
Ascendo ResourcesNew York, 34 mi from Stamford
Staff or Sr. Staff Accountant for one of Miami's Top Companies (Broker Dealers)!
A very well known, highly respected, prestigious, Broker Dealer HQ'd in Miami, Coconut Grove is seeking a 2+ year Staff Accountant or Sr. Staff Accountant with Broker...
StashNew York, 34 mi from Stamford
Job Description
Stash exists to put a financial advisor in everyone's pocket: investing, banking, and personalized guidance in one app for everyday Americans to invest and save with confidence.
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As a Senior Associate, Broker Dealer...
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