Broker Dealer Jobs in Stamford
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Search Results - Broker Dealer Jobs in Stamford
NewEdge Capital Group LLC-Stamford
Job Description
Job Description
About the Role
NewEdge Securities is seeking a seasoned supervisory professional to serve as Managing Director of Broker-Dealer Supervision. This senior leader owns the design, implementation, and day-to-day...
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Michael Page-Stamford
payments, financial services, asset management, hedge funds, broker-dealers, or similar sectors preferred.
• Experience partnering with Treasury or working on balance-sheet-focused activities is advantageous.
• Exposure to process improvement, automation...
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michaelpage.com -
Valitana LLC-Stamford
and serves approximately 100 institutional clients including CLO investors, CLO managers, hedge funds, asset managers, insurance companies, family offices, and broker dealers.
Position Overview
Valitana is seeking a Product Manager to serve...
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Stamford
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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icims.com -
Michael Page-Stamford
hedge funds, broker-dealers, or other regulated environments.
• Have exposure to finance systems, data projects, process automation, or transformation initiatives.
• Experience with Temenos or other core banking platforms would be highly advantageous...
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michaelpage.com -
Oppenheimer & Co. Inc.-New York, 34 mi from Stamford
Job Description
Job Description
Who We Are
Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities...
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Sierra Business Solution LLC-New York, 34 mi from Stamford
datasets
Strong analytical, investigative, and problem-solving capabilities.
Ability to independently evaluate supporting documentation and challenge management conclusions.
Preferred Qualifications
Experience in an investment bank, broker-dealer...
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Alpaca-New York, 34 mi from Stamford
is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10...
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Arena Investors I Quaestor Advisors-New York, 34 mi from Stamford
on accuracy and efficiency.
Attending a top university, ideally in a quantitative area (e.g., finance, economics, engineering or accounting).
0. 2 years of investment banking, leveraged finance, structuring or trading experience at a bank, broker dealer...
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jobvertise.com -
New York, 34 mi from Stamford
specifically dedicated to supporting the Chief AML Officer covering the Broker-Dealer (BD) Securities Division. In this role, the AML Advisory Team Lead will be responsible for handing day-to-day coverage associated with the AML Compliance Program (AML Program...
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icims.com -
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