Dealer Jobs in Stamford
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Search Results - Dealer Jobs in Stamford
JCW Group-Stamford-
We're currently working with a well-capitalised, high-growth FinTech serving institutional clients across equities and futures markets. The business operates a US-registered broker-dealer (SEC, FINRA, CFTC and NFA) alongside a technology...
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NatWest Group-Stamford-
Legal Documentation Negotiator
NatWest Markets' U.S. Legal Department is seeking a Legal Documentation Negotiator to provide transactional support to NatWest Markets Plc, a CFTC-registered, non-U.S. swaps dealer, and NatWest Markets Securities Inc...
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JCW Group-Stamford-
Demonstrable experience in trade surveillance experience with a market abuse focus, at a buy-side firm, broker-dealer, exchange or regulator. Alternatively candidates can also come from a Surveillance background in law enforcement.
• Proven track record...
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Northwestern Mutual-Stamford-
after year
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• Top-10 US Independent Broker Dealer
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• Annually one of the “World’s Most Admired” companies (FORTUNE® Magazine)
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• Forbes’ Best Employers for Diversity (2018 – 2021)15 consecutive years named "50 Best Companies to Sell For" (Selling...
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DEDAR MILANO-Stamford-
with the company, sharing the same passion for beautiful textiles. Dedar serves over 80 countries and operates directly in Italy, France, the UK, the USA, UAE, Germany, and several dealers and distributors.
PURPOSE:
We are looking for a Customer Service...
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JCW Group-Stamford-
and investigative backgrounds, see trading activity across every major asset class, and have real ownership of your cases.
The Role
• Lead end-to-end market abuse investigations: manipulation, insider dealing, spoofing and layering
• Run trade and e-comms...
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Northwestern Mutual-Stamford-
/Services, and Use of Corporate Assets
• 97% Client and Policy-owner Retention year after year
• Top-10 US Independent Broker Dealer
• Annually one of the “World’s Most Admired” companies (FORTUNE® Magazine)
• Forbes’ Best Employers for Diversity (2018...
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Stamford-icims.com-
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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NAVARINO PROPERTY MANAGEMENT LLC-Stamford-
procedures, and policies are followed.
• Partner with Property Manager in dealing with escalated customer issues, incident reports, and legal actions.
Knowledge, Skills, and Abilities:
• Ability to follow verbal and written instructions.
• Proficient...
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BestEx Research-Stamford-workable.com-
with engineering leads and business stakeholders in each location.
WHAT YOU BRING
• 5 to 7+ years of project or program management experience, with a track record of delivering technology projects in electronic trading (for example at a broker-dealer, trading...
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Insite US-Stamford-
Research technical federal and state tax matters.
• Identify tax planning opportunities and potential areas of exposure.
• Manage responses to IRS and state tax notices and review related correspondence.
• Maintain confidentiality when dealing...
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Gotham Enterprises Ltd-Stamford-workable.com-
for a full-time remote position. You will provide therapy to clients dealing with a range of mental health concerns and manage the clinical responsibilities that come with each case. The role includes client sessions, assessments, treatment planning, follow-up...
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Michael Page-Stamford-michaelpage.com-
hedge funds, broker-dealers, or other regulated environments.
• Have exposure to finance systems, data projects, process automation, or transformation initiatives.
• Experience with Temenos or other core banking platforms would be highly advantageous...
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Connecticut Innovations-Stamford-
LinkedIn
We’re seeking an experienced Operations Associate to strengthen our Operations Team. In this role, you will support day-to-day management of 3PL’s / Warehouse partners, scheduling incoming Freight Shipments from factories, dealing with issues...
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Michael Page-Stamford-michaelpage.com-
payments, financial services, asset management, hedge funds, broker-dealers, or similar sectors preferred.
• Experience partnering with Treasury or working on balance-sheet-focused activities is advantageous.
• Exposure to process improvement, automation...
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