Broker Dealer Operations Jobs in Chicago
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Search Results - Broker Dealer Operations Jobs in Chicago
Phillip Capital Inc.-Chicago
We’re Hiring – Broker Dealer Operations professionals – all levels - Associate up to Manager!
Location: Chicago, IL (Hybrid)
Phillip Capital Inc., located in Chicago, is dually registered with the SEC/FINRA as a self-clearing broker dealer...
Howard-Sloan Search-Chicago
and examinations
• Support the regulatory financial accounting team
Qualifications
• Active FINRA Series 7, 63, and 24 licenses
• 5+ years of institutional broker-dealer operations and supervisory experience, or experience at a regulatory or self-regulatory...
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