Broker Dealer Operations Jobs
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Search Results - Broker Dealer Operations Jobs
Michael Page-New York
broker-dealer operations, or securities infrastructure environments.
• Deep understanding of trade lifecycle management across equities and fixed income products.
• Experience overseeing trade capture, settlements, clearing, client onboarding, KYC...
michaelpage.com -
Adecco-Addison (TX)
the following requirements to be considered:
• Minimum of two years of broker-dealer operations experience with knowledge of operational controls, quality assurance, and trade processing workflows.
• Intermediate Microsoft Excel and Word skills, including...
adecco.com -
BNY-Lake Mary (FL)
specifically within Internal Audit or Risk and Compliance Management.
Technical Expertise in Clearing Broker‑Dealer Operations
Candidates must have deep knowledge of clearing broker‑dealer functions and the full trade lifecycle, including:
• Execution...
Kestra Financial Independent Advisor-Chicago
The ideal candidate will have 2+ years of experience in the financial services industry allowing for a good understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds...
workable.com -
Michael Page-Great Neck
applicants.
The Successful Applicant
• 5-7 years of experience in broker-dealer operations
• Knowledge of trade lifecycle and settlement (T+1)
• Familiarity with DTCC, clearing, and reconciliation processes
• Excel proficiency
• Attention to detail...
michaelpage.com -
New York
to support business decisions
• Support alignment across teams to improve consistency and execution
JOB COMPETENCIES:
• Broker-dealer operations and regulatory frameworks (FINRA, SEC)
• Asset management products (managed money, annuities, alternatives, HNW...
icims.com -
Houston
Perform other duties as assigned.
Qualifications:
Minimum Requirements include:
• Bachelor’s Degree preferred.
• 1+ years of experience in real estate investment operations, alternative investments, broker-dealer operations, wealth management...
icims.com -
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