Broker Dealer Operations Jobs in Miami

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Search Results - Broker Dealer Operations Jobs in Miami

Operations Manager - Broker Dealer

Ascendo Resources-Miami-yesterday

role requiring strong broker-dealer operations experience, regulatory knowledge, and team management capabilities. Key Responsibilities: • Lead daily operations, including account opening, maintenance, asset transfers, and client servicing. • Review...

Head of Wealth Management

Amerant Bancorp-Miami-yesterday

investment platform administration, broker-dealer operations, trust administration, product development, technology platform ownership, international wealth management, and broader wealth infrastructure remains with the appropriate functional leaders.Key...

Trade Operations Manager - Broker Dealer

Leeds Professional Resources-Miami-yesterday

We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional...

Head of Broker Dealer Operations

Michael Page-Miami-michaelpage.com-1 month ago

About Our Client Wealth management firm and brojker-dealer located in Brickell. Job Description Operational Leadership • Oversee all aspects of broker-dealer operations, ensuring the accurate and timely execution of operational activities...

Operations Manager - Broker Dealer

Leeds Professional Resources-Miami-2 days ago

Supervisory Principal - Broker/Dealer

Leeds Professional Resources-Miami-yesterday

communication. • Experience in a broker-dealer, securities supervision, brokerage operations, or a compliance-related role. • Strong understanding of FINRA rules, SEC regulations, securities industry practices, and supervisory responsibilities. • Excellent...

Executive Lead, Domestic Wealth Management

Amerant Bank NA-Coral Gables, 6 mi from Miami-appcast.io-4 days ago

The candidate will oversee enterprise investment platform governance, broker-dealer operations, trust administration, and product development, aligning wealth initiatives with the Bank's overall strategy. #J-18808-Ljbffr...

Advisor Transition Support Associate

Ascendo Resources-Fort Lauderdale, 25 mi from Miami-2 days ago

Transitions Associate (Series 7 Preferred) – Broker-Dealer Operations Key Responsibilities Advisor Transition & Onboarding • Coordinate and manage the end-to-end transition process for newly affiliated financial advisors and their client accounts...

Head of Wealth Management

Amerant Bank NA-Coral Gables, 6 mi from Miami-appcast.io-4 days ago

for enterprise investment platform administration, broker-dealer operations, trust administration, product development, technology platform ownership, international wealth management, and broader wealth infrastructure remains with the appropriate functional...