Broker Dealer Operations Jobs in Florida
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Search Results - Broker Dealer Operations Jobs in Florida
Ascendo Resources-Miami
role requiring strong broker-dealer operations experience, regulatory knowledge, and team management capabilities.
Key Responsibilities:
• Lead daily operations, including account opening, maintenance, asset transfers, and client servicing.
• Review...
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Michael Page-Miami
About Our Client
Wealth management firm and brojker-dealer located in Brickell.
Job Description
Operational Leadership
• Oversee all aspects of broker-dealer operations, ensuring the accurate and timely execution of operational activities...
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michaelpage.com -
Leeds Professional Resources-Miami
We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional...
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Leeds Professional Resources-Miami
We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional...
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Ascendo Resources-Fort Lauderdale
Transitions Associate (Series 7 Preferred) – Broker-Dealer Operations
Key Responsibilities
Advisor Transition & Onboarding
• Coordinate and manage the end-to-end transition process for newly affiliated financial advisors and their client accounts...
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Leeds Professional Resources-Miami
communication.
• Experience in a broker-dealer, securities supervision, brokerage operations, or a compliance-related role.
• Strong understanding of FINRA rules, SEC regulations, securities industry practices, and supervisory responsibilities.
• Excellent...
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