Broker Dealer Operations Jobs in New York
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Search Results - Broker Dealer Operations Jobs in New York
Robinhood-New York
across the Robinhood enterprise.
What you bring:
• 15+ years working in operations and compliance at a broker dealer, financial services company
• Extensive & deep knowledge of FINRA and SEC regulations, including practical applications of regulatory...
appcast.io -
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team.
Reporting...
workable.com -
Michael Page-Manhattan (NY), 3 mi from New York
advanced degree preferred).
• 10+ years' AML compliance experience in financial services, particularly in broker dealer operations.
• Deep understanding of AML regulations (BSA, USA PATRIOT Act, OFAC) in broker dealer context.
• Proven leadership in AML...
michaelpage.com -
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