Broker Dealer Operations Jobs in New York
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Search Results - Broker Dealer Operations Jobs in New York
NH Investment & Securities AmericaNew York
applications.
• Self-motivated, organized, and adaptable, with a willingness to support a broad range of firmwide functions and initiatives.
• Interest in developing a deeper understanding of financial markets, broker-dealer operations, and the securities...
AtomicVest Inc.New Yorkappcast.io
AtomicVest Inc. is seeking a Principal Operations Officer to lead the day-to-day broker-dealer operations behind our self-clearing platform.
This hands-on role combines strategic design with supervisory leadership to ensure accurate trade...
AtomicVest Inc.New Yorkappcast.io
designated operations principal.
This position will be reporting to the Head of Brokerage Operations, with direct responsibility for the day-to-day operations behind the broker-dealer's books and records: trade settlement, clearing, corporate actions...
StashNew York
years of relevant work experience that includes compliance exposure to retail broker-dealer operations, retail investment adviser operations, or consumer banking.
• The position requires familiarity with relevant portions of key broker-dealer...
Crédit Agricole CIBNew York
business, finance, engineering, economics or related field (or relevant experience); Certification (e.g. CFA, CPA, CIA) a plus
Experience:
• 6 to 10 years of experience in audit or relevant control environment
• Strong knowledge of bank and broker dealer...
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