Broker Jobs in New York
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StashNew York
Stash exists to put a financial advisor in everyone's pocket: investing, banking, and personalized guidance in one app for everyday Americans to invest and save with confidence.
As a Senior Associate, Broker Dealer Compliance, you’ll report...
AGS LogisticsNew York
Key Responsibilities
• Serve as the company's Licensed Customs Broker of record for entries filed with U.S. Customs and Border Protection (CBP).
• Review and approve customs entries, tariff classifications, and duty calculations prepared...
StashNew York
Job Description
Stash exists to put a financial advisor in everyone's pocket: investing, banking, and personalized guidance in one app for everyday Americans to invest and save with confidence.
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As a Senior Associate, Broker Dealer...
Social Capital ResourcesNew York
on a monthly, quarterly, and annual basis
• Preparing journal entries and monthly account reconciliations
• Compliance with SEA Rule 15c3-3 and SEA Rule 15c3-1.
• FOCUS and FINRA reporting
• Broker Dealer Experience Required...
Ascendo ResourcesNew York
Staff or Sr. Staff Accountant for one of Miami's Top Companies (Broker Dealers)!
A very well known, highly respected, prestigious, Broker Dealer HQ'd in Miami, Coconut Grove is seeking a 2+ year Staff Accountant or Sr. Staff Accountant with Broker...
Tallgrass Freight CompanyNew York
Tallgrass Freight Co. is looking to partner with experienced Freight Brokers who are seeking a remote and commission-based freight sales opportunity. Our Freight Agents have the freedom to be their own boss receiving a high percentage split...
TPGNew York
an exciting opportunity for an Associate to join its broker-dealer Compliance team in the New York office. Responsibilities include conducting compliance oversight of the firm’s fundraising and capital market activities and designing and implementing...
RipplingNew York
Overview
In this role you will lead and scale Rippling’s Broker Channel Sales, driving growth through channel partners and strategic deals. You’ll recruit, coach, and develop a high-performing team, own the sales pipeline, and exceed monthly...
Social Capital ResourcesNew York
for U.S. FINRA-registered broker-dealer.
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• Tasked with establishing, maintaining, and enhancing the firm’s broker-dealer compliance framework, ensuring full compliance with applicable SEC and FINRA rules.
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• Responsible and accountable for the design...
New Yorkicims.com
Posting Description:
Assistant Vice President/Broker II, Financial Services Group
Currently we have an exciting career opportunity for an AVP/Broker II withinAon Commercial Risk Solutions’ Financial Services Group (“FSG”) on the Private Financial...
MercorNew Yorkcareers-page.com
Position: Employer Group Benefits Brokers & Consultants – One-Time Paid Research Survey
Type: Contract
Compensation: $105 total
Location: Remote
Duration: Approximately 20–23 minutes
Role Responsibilities
• Complete one structured ~20–23 minute online...
BruinNew York
Job Description
We are partnering with a global financial institution on a search for a Director within its Finance organization in New York.
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This is a senior, hands-on position with responsibility across financial control, broker-dealer...
Eaton CorporationNew York
Overview
In this role, you own growth strategies for national broker wholesale and co-op retail accounts within the hardware channel. You will drive distribution expansion, market share growth, and strong customer relationships to support Eaton’s...
Anderson Trucking ServiceNew York
years
• Majority is Direct Customer - very few load board/broker loads
• Trucks can be taken home
• Home Every 14-21 days
• Per diem at no cost to the driver
• Increased tarping pay
• 50 percent over-dimensional pay
• Consistent miles
Equipment...
CitigroupNew York
Overview
In this role within Citi’s Cash Prime Brokerage team, you will help grow and optimize the Fixed Income Prime Broker platform. You’ll work with Sales, Risk, Credit, Operations, Technology, and product partners to advance client solutions...
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