Broker Dealer Jobs in New York

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Search Results - Broker Dealer Jobs in New York

Business Analyst - Broadridge Systems

Global Systems Search Inc-New York-today

Business Analyst – Broadridge Systems (Repo, Collateral, Fixed Income) 📍 New York, NY (Hybrid 3–4 days onsite) 🗓 Target Start: December 1st 💼 Contract Role | Broker Dealer Technology & Operations We are hiring three Business Analysts...

Director of Trading Desk

Prometheum-New York-yesterday

assets securities. Prometheum has relied on its strong diverse team to build the required tools to service digital asset securities. To date, Prometheum has built multiple digital asset security broker-dealers traversing novel areas and a large technology...

Regulatory Policy Director

Phaxis LLC-New York-resume-library.com-4 days ago

regulatory rules across banking, broker-dealer, and swap-dealer entities. • Provide written interpretations and guidance on technical issues across capital, liquidity, and regulatory reporting. • Review and challenge data within key regulatory filings...

Information Technology Manager

TSA Financial LLC-New York-today

TSA Financial LLC (TSAF), a U.S. broker-dealer affiliate of Toss Securities, recognized as one of the fastest growing brokerages in Korea and a leading firm in overseas stock commission revenue, has recently opened its New York office as part...

Compliance Officer

G MASS-New York-jobvertise.com-5 days ago

G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular...

Treasury & Broker Dealer AVP

Michael Page-New York-michaelpage.com-1 month ago

About Our Client Our client is a Financial Services firm. Job Description • Oversee treasury functions, including liquidity management and cash flow forecasting. • Manage broker-dealer operations, ensuring compliance with regulatory standards...

Compliance Officer

G MASS-New York-workable.com-1 week ago

Tax Manager - Financial Services

Citrin Cooperman-New York-today

private equity funds, FoF, portfolio companies/management companies, hedge funds, corporate blockers, broker-dealers) • Possess strong tax knowledge and experience with complex partnerships and corporations • Provide effective consulting, planning...

Brand Store Financial Customer Experience Associate

moomoo-New York-resume-library.com-4 days ago

About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our...

Insurance Transactional + Regulatory Associate Attorney - NYC &

Pernini Legal, LLC-New York-jobvertise.com-2 days ago

dynamic Insurance Transactional + Regulatory Practice Group in Chicago or New York(link removed) This is an excellent opportunity for a mid-level attorney with experience in fund formation, investment management, or broker-dealer regulation to join a team...

Financial Advisor - Centralized, Brooklyn, NY

Santander Holdings USA Inc-New York-yesterday

a variety of lead generation sources. • Achieve and exceed both individual and branch related sales and revenue goals as defined on a quarterly basis. • Maintain compliance with all applicable bank, broker/dealer, State and Federal regulations associated...

Chief Information Security Officer

Michael Page-New York-michaelpage.com-yesterday

broker-dealer and lead SOC 1/SOC 2 compliance initiatives. • Professional Growth: Exposure to cloud-era security (AWS), regulatory frameworks, and cutting-edge cybersecurity practices. • Collaborative Culture: Work closely with senior leadership...

Brand Store Financial Customer Experience Associate

moomoo-New York-workable.com-yesterday

Tax Manager, Financial Services (Capital Markets/Partnerships)

Crowe-New York-today

markets clients, with a focus on investment funds, private equity, private credit, broker-dealers, and other asset management. • Oversee preparation and review of complex partnership returns, tax allocations, and compliance processes. • Identify tax...

Managing Director, MBS Portfolio Manager, Chief Investment Office (CIO)

PNC Financial Services Group, Inc.-New York-appcast.io-3 days ago

reports to help the group meet their goals and directives. Interacts with internal/external service partners, including broker dealers and/or analytics providers, and leverages their knowledge. • Develops and oversees the administration and performance...