Broker Dealer Jobs in New York
Search jobs in
1 - 15 of 62
Search Results - Broker Dealer Jobs in New York
Social Capital Resources LLC-New York
on a monthly, quarterly, and annual basis
Preparing journal entries and monthly account reconciliations
Compliance with SEA Rule 15c3-3 and SEA Rule 15c3-1.
FOCUS and Client reporting
Broker Dealer Experience Required
This position is paying $70,000...
resume-library.com -
Michael Page-New York
The Business Analyst is responsible for supporting a broker-dealer firm's efforts to document and strengthen the support model for Middle Office processing for US Govt trading.This role is a long term contract, hybrid in office 3x a week in NYC...
Phaxis LLC-New York
as noted above.
Ability to present well and communicate clearly.
Ability to multitask and work in a team environment.
Excel, Word, PowerPoint skills a requirement.
Experience with Broker-Dealer.
Job Summary:
The Business Analyst is responsible...
resume-library.com -
Michael Page-New York
The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks.
This critical...
Social Capital Resources LLC-New York
Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!
Role:
Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S...
resume-library.com -
JCW-New York
Title: Crypto Compliance Officer
Location: New York, NY (hybrid)
Company: Broker Dealer in the Crypto Sector
A large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer to join their team and oversee the crypto sector...
mindmatch.ai -
Michael Page-New York
We seek an IT BA with expertise in broker dealer concepts & proficiency in ibroker dealer systems, such as Broadridge Impact and/or Bloomberg. This role involves overseeing the creation and approval of core project documentation including business...
Coda Search│Staffing-New York
7 or more years of experience with a registered US broker dealer or regulator....
mindmatch.ai -
Social Capital Resources LLC-New York
Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!
Role:
Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S...
resume-library.com -
Tower Legal Solutions-New York
entities (including US broker-dealer) in accordance with, among other requirements, the NY and DE law and the Model Business Corporation Act.
• The candidate will also be tasked with helping to develop best practices and with training paraprofessional staff...
mindmatch.ai -
Hold Brothers-New York
our proprietary software and API connectivity. This fast, efficient operation offers comprehensive summary reporting and superior technology and service. Hold Brothers is a self-clearing broker-dealer is a member of FINRA and SIPC.
Job Summary...
resume-library.com -
Robert Half-New York
Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. Our client requires 3-6+ years’ Financial Analysis, FP& A or Business Performance...
roberthalf.com -
Robinhood-New York
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. The candidate will serve as an advisor for Robinhood Financial...
appcast.io -
Reputable Staffing, Inc.-New York
AML/KYC
• Manage personal trade review compliance program
• Support overall functions of the Legal & Compliance Depart for the firms investment adviser & broker-dealer.
Qualifications:
• 2-3 years of experience working in the compliance function...
mindmatch.ai -
North Bridge Staffing Group-New York
or similar experience, with knowledge of financial markets.
• Experience in Broker-Dealer, Investment Advisor, or Banking compliance is advantageous.
• Ability to work creatively in ambiguous situations, multitask, and meet deadlines.
• Strong written...
mindmatch.ai -
12345
Companies now hiring in New York:
Broker Dealer jobs in New York – Similar offers:
Broker Dealer jobs – More cities:
Broaden your job search:
Don’t miss out on new job openings!
Create a job alert for: Broker Dealer, New York
It's free, and you can cancel email updates at any time
12345