Dealer Jobs in New York
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Search Results - Dealer Jobs in New York
Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
resume-library.com -
Goldman Sachs-New York
and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
[…]
Swap Dealer...
efinancialcareers.com -
Social Capital Resources LLC-New York
on a monthly, quarterly, and annual basis
Preparing journal entries and monthly account reconciliations
Compliance with SEA Rule 15c3-3 and SEA Rule 15c3-1.
FOCUS and Client reporting
Broker Dealer Experience Required
This position is paying $70,000...
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Michael Page-New York
We seek an IT BA with expertise in broker dealer concepts & proficiency in ibroker dealer systems, such as Broadridge Impact and/or Bloomberg. This role involves overseeing the creation and approval of core project documentation including business...
Phaxis LLC-New York
as noted above.
Ability to present well and communicate clearly.
Ability to multitask and work in a team environment.
Excel, Word, PowerPoint skills a requirement.
Experience with Broker-Dealer.
Job Summary:
The Business Analyst is responsible...
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Michael Page-New York
The Business Analyst is responsible for supporting a broker-dealer firm's efforts to document and strengthen the support model for Middle Office processing for US Govt trading.This role is a long term contract, hybrid in office 3x a week in NYC...
STINE SEED COMPANY-New York
a thorough agronomic and technical knowledge of Stine seed products and services applicable to the assigned territory.Manage existing dealer accounts & recruit new dealerships in order to increase sales.
Communicate and implement Stine s sales programs...
Michael Page-New York
The Head of AML position involves leading and implementing comprehensive anti-money laundering (AML) efforts within a reputable broker dealer firm, ensuring compliance with regulatory requirements and mitigating financial crime risks.
This critical...
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...
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Robert Half-New York
Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. Our client requires 3-6+ years’ Financial Analysis, FP& A or Business Performance...
roberthalf.com -
Social Capital Resources LLC-New York
Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!
Role:
Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S...
resume-library.com -
Harris Allied-New York
and play a pivotal role in shaping the future of derivatives trading. You will collaborate closely with our rates trading team and leading bank dealer clients to identify and implement solutions that optimize their trading experience on our cutting-edge...
mindmatch.ai -
Robinhood-New York
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. The candidate will serve as an advisor for Robinhood Financial...
appcast.io -
Hired by Matrix-New York
business unit members
• Comfortable working in open trading floor environment
• 1+ years’ experience negotiating master confirmations and long form confirmations.
• A plus if experience negotiating trading agreements at broker/dealer, buy-side firm and law...
mindmatch.ai -
CohnReznick LLP-New York
to private equity, hedge fund, broker dealer, fund to funds, and real estate fund clients. You will work on a team with other Associates, Senior Associates, Managers, Senior Managers, and Partners. This team has a passion for what they do and a focus...
mindmatch.ai -
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