Broker Dealer Jobs in New York State

1 - 15 of 33

Search Results - Broker Dealer Jobs in New York State

Director, Financial Controller

placeNew Yorklanguageicims.comevent_available5 days ago

across multiple legal entities. As Director, Financial Controller, you’ll harness your CPA and Series 27 credentials alongside your deep broker-dealer expertise to drive excellence. This is your opportunity to use your standout analytical, compliance...

Client Service Associate

apartmentEverPeak RecruitmentplaceAlbanyevent_available1 week ago

Job Description Job Description Client Services Associate Registered Broker-Dealer / Registered Investment Advisor Department: Client Services / Support Staff Reports To: Senior Administrative Officer Location: Albany, NY Position Summary...

Internal Wholesaler, Assistant Vice President

apartmentCION InvestmentsplaceNew Yorkevent_availabletoday

with GCM Grosvenor, one of the world’s leading alternative asset managers. Key Responsibilities: • Provide sales support and service, by initiating outbound phone calls to existing broker dealers - providing market updates and cross-selling firm products...

Receptionist

apartmentThorley Wealth Management IncplaceRochesterevent_available6 days ago

clients. • Vendors, delivery personnel, and office visitors. • Wealth Advisors, Associate Wealth Advisors, Client Service Associates, and other internal team members. • Broker/dealer partners, custodians, and professional partners...

Accelerated Path to Management Program

apartmentNew York LifeplaceUniondale (NY)event_availabletoday

annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities...

Financial Advisor, Financial Services Professional. Both entry level and experienced career opportun

apartmentVision Financial GroupplaceRochesterevent_available1 week ago

Support: locally for all areas of your practice, together with the backing and resources of a Fortune 500® company, and third largest broker dealer. • Benefits* include: subsidized health insurance, 401k with match, cash balance pension plan, new advisor...

1 similar job: Buffalo

Fast Track to Management Program

apartmentNew York LifeplaceManhattan (NY)event_availabletoday

VP, Structured Investments Counsel

apartmentMichael PageplaceNew Yorklanguagemichaelpage.comevent_available1 week ago

and regulatory changes impacting structured investments. • Support legal operations for broker-dealer activities as needed. MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin...

Trade & Transaction Reporting SME

apartmentG MASSplaceNew Yorklanguageworkable.comevent_available4 days ago

Background as an obligation owner, reporting SME, Lead BA or Change Manager within a hedge fund, broker-dealer, investment bank, swap dealer or comparable capital markets firm • Detailed knowledge of your obligation's rules, field-level requirements, data...

Financial Professional

apartmentNew York LifeplaceNew Yorkevent_availabletoday

our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able...

Financial Representative - Room to Grow

apartmentNorthwestern Mutual of RochesterplaceRochesterevent_available1 week ago

is not a licensed insurance agent, registered representative of a broker-dealer or representative of a federal savings bank....

Financial Services Professional

apartmentNew York LifeplaceBrooklyn (NY)event_availabletoday

through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able...

Legal Counsel, North America

placeNew Yorklanguageicims.comevent_available2 weeks ago

by LBCM plc, which is licensed by the NY Department of Financial Services and by Lloyds Securities Inc., an SEC-registered broker-dealer, and requires expertise gained from premier experience at a major law firm and/or bank in these primary areas: • Varied...

Client Service Associate

apartmentEverPeak RecruitmentplaceAlbanylanguageprismhr-hire.comevent_available1 month ago

Client Services Associate Registered Broker-Dealer / Registered Investment Advisor Department: Client Services / Support Staff Reports To: Senior Administrative Officer Location: Albany, NY Position Summary The Client Services Associate...

Director, Senior Compliance Officer

apartmentCHARDAN CAPITAL MARKETS LLCplaceNew Yorklanguagetrinethire.comevent_available1 month ago

strategic advisory, equity research, corporate access, and institutional trading. Headquartered in New York City, Chardan is a registered broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following: FINRA, SIPC, and NASDAQ...