Broker Dealer Jobs in New York State
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Search Results - Broker Dealer Jobs in New York State
RSM US LLP-New York
there’s nowhere like RSM.
RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. Our Capital Markets practice is nationally integrated and operates...
Michael Page-New York
with the delivery of information for the annual external audit of the broker dealer books and records
• Prepare monthly management information
• Review AP invoices
• Prepare daily and monthly reconciliations
• Participate in month end close process
• Review...
michaelpage.com -
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team.
Reporting...
resume-library.com -
Aegistech-New York
This requires a blend of financial market expertise, regulatory knowledge and analytical capabilities to effectively support the broker-dealers efforts.
PLEASE NOTE:
THIS IS A HYBRID WORK ENVIRONMENT - all candidates must live in commuting distance to the NYC...
mindmatch.ai -
Phaxis LLC-New York
as noted above.
Ability to present well and communicate clearly.
Ability to multitask and work in a team environment.
Excel, Word, PowerPoint skills a requirement.
Experience with Broker-Dealer.
Job Summary:
The Business Analyst is responsible...
resume-library.com -
Robinhood-New York
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. The candidate will serve as an advisor for Robinhood Financial...
appcast.io -
Phaxis LLC-New York
Must Have Qualifications:
• Broker Dealer expereince
• Office 365
• Acitve Directory
• LAN/WAN
• VPN's
• Systems Infrastructure
Plusses:
Day-to-Day Responsibilities:
• Responsible for strategic, tactical and operational technology-related...
resume-library.com -
Jefferies-New York
Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our strategy...
mindmatch.ai -
Hire Resolve-New York
HIRING: AUDIT SENIOR WITH BROKER-DEALER AUDITS EXPERIENCE!!
Hire Resolve is currently seeking a highly skilled and experienced Audit Senior CPA to join our prestigious client's team. As an Audit Senior CPA, you will be responsible for planning...
resume-library.com -
Northwestern Mutual-New York
Top 125 Companies for Training & Development
• Top 10 Independent Broker-Dealer by Financial Planning Magazine (05-21)
• Top 50 Companies to Launch a Career with by Business Week from (06-21)
• Named one of the "50 Best Places to Launch a Career...
mindmatch.ai -
Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
resume-library.com -
US Tech Solutions-New York
an understanding of both bank and broker dealer banking and lending solutions. The candidate will work closely with and coordinate across all groups including sales, product, operations and control partners, supporting cash mgmt and lending growth oriented...
mindmatch.ai -
Capco-New York
Ability to understand institutional Broker-Dealer businesses, control infrastructure and technology impacts
• Proven track record of high-quality delivery across the project lifecycle
• Solid stakeholder management, including advising and influencing...
appcast.io -
New York Life-Queens
Achieve and exceed both individual and branch related sales and revenue goals as defined on a quarterly basis
• Maintain compliance with all applicable bank, broker/dealer, State and Federal regulations associated with the sale of investment...
mindmatch.ai -
RedLeo Software Inc-New York
Skills: Qualifications and Skills: 12+ years of experience working with various Broker/Dealer products securities processing including Equities, Bonds, Treasuries, ABS, MBS, Securitized Products, Repos/Reverse Repo, Stock Borrow/Loan Prior...
jobvertise.com -
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