Dealer Jobs in New York State
1 - 15 of 431
Search Results - Dealer Jobs in New York State
Natixis Corporate & Investment Banking-New York
Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD...
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Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
resume-library.com -
The PeterSan Group and PeterSan Legal Staffing-New York
in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. This individual will be responsible for ensuring compliance with all communications and advertising...
mindmatch.ai -
Social Capital Resources LLC-New York
on a monthly, quarterly, and annual basis
Preparing journal entries and monthly account reconciliations
Compliance with SEA Rule 15c3-3 and SEA Rule 15c3-1.
FOCUS and Client reporting
Broker Dealer Experience Required
This position is paying $70,000...
resume-library.com -
Experis-New York
coverage over the banks Swap Dealer Operations.
Job Title: Vice President, Compliance Monitoring & Testing (Swaps)
Location: New York, NY (hybrid)
Pay Range: $150K - $175K, W2
What’s the Job?
• Serves as the examiner-in-charge responsible for all...
Emergent365 Inc-New York
Senior FP&A Associate
Financial Firm
NYC / Downtown
125K base + discretionary bonus
Hybrid, 3 days/week onsite
2 Rounds onsite interviews
No work visa sponsorship
Job Summary:
Financial Firm in downtown NYC is seeking an FP&A Associate. They...
mindmatch.ai -
Phaxis LLC-New York
as noted above.
Ability to present well and communicate clearly.
Ability to multitask and work in a team environment.
Excel, Word, PowerPoint skills a requirement.
Experience with Broker-Dealer.
Job Summary:
The Business Analyst is responsible...
resume-library.com -
Goldman Sachs-New York
advisors (RIA Custody business) and the broker-dealer clearing services business (Broker-Dealer Clearing......
efinancialcareers.com -
Social Capital Resources LLC-New York
Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!
Role:
Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S...
resume-library.com -
Russell Tobin-East Syracuse
Canada. Our customer base are end users of our equipment. We are considered ‘the factory’ and are the manufactures of heating a cooling equipment. We then sell the equipment to a distributor who sells to a dealer or contractor. The dealer or contractor...
mindmatch.ai -
Social Capital Resources LLC-New York
Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!
Role:
Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S...
resume-library.com -
Career Group-New York
EVP, Finance
A leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team. Reporting to the CEO, this role...
mindmatch.ai -
Robinhood-New York
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood’s broker dealers. The candidate will serve as an advisor for Robinhood Financial...
appcast.io -
Robert Half-New York
Robert Half Financial Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and 1+ years of Public/Private Accounting experience with Banking or Broker Dealer...
roberthalf.com -
Experis-Albany
Our client, an office furniture dealer, is seeking a Sales Manager to join their team. As a Sales Manager, you will be reporting to the Chief sales Officer and be a part of the Sales Team managing sales activities of the organization as well...
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