Broker Dealer Operations Jobs in New York State
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Search Results - Broker Dealer Operations Jobs in New York State
NH Investment & Securities AmericaNew York
applications.
• Self-motivated, organized, and adaptable, with a willingness to support a broad range of firmwide functions and initiatives.
• Interest in developing a deeper understanding of financial markets, broker-dealer operations, and the securities...
AtomicVest Inc.New Yorkappcast.io
AtomicVest Inc. is seeking a Principal Operations Officer to lead the day-to-day broker-dealer operations behind our self-clearing platform.
This hands-on role combines strategic design with supervisory leadership to ensure accurate trade...
1 similar job: San Francisco
AtomicVest Inc.New Yorkappcast.io
designated operations principal.
This position will be reporting to the Head of Brokerage Operations, with direct responsibility for the day-to-day operations behind the broker-dealer's books and records: trade settlement, clearing, corporate actions...
StashNew York
years of relevant work experience that includes compliance exposure to retail broker-dealer operations, retail investment adviser operations, or consumer banking.
• The position requires familiarity with relevant portions of key broker-dealer...
Crédit Agricole CIBNew York
business, finance, engineering, economics or related field (or relevant experience); Certification (e.g. CFA, CPA, CIA) a plus
Experience:
• 6 to 10 years of experience in audit or relevant control environment
• Strong knowledge of bank and broker dealer...
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