Compliance Officer Jobs in California
1 - 15 of 24
Search Results - Compliance Officer Jobs in California
Compound-San Francisco
delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play...
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Guardant Health-Palo Alto (CA)
responsibilities serving as a legal counsel overseeing day-to-day contract matters and as a compliance advisor to stakeholders within the Screening Division. The position will work closely with the Chief Compliance Officer, the Privacy Officer, and a lean...
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U.S. Bank-San Francisco
Investment Management Attorney and Chief Compliance Officer page is loaded
Investment Management Attorney and Chief Compliance Officer
Apply locations Milwaukee, WI Charlotte, NC Portland, OR San Francisco, CA Chicago, IL time type Full time...
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Ampcus Incorporated-Los Angeles
FTEs. The EA would support the Chief Compliance Officer , the Chief Privacy Officer, and the Deputy Chief Compliance Officer (currently vacant).
The EA position has been vacant for several years so the position s job description and scope may...
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1 similar job: Santa Monica
PIMCO-Newport Beach
Senior Vice President, Compliance Officer page is loaded
Senior Vice President, Compliance Officer
Apply locations New York, NY USA time type Full time posted on Posted 11 Days Ago job requisition id R101856
PIMCO is a global leader in active...
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UHC Solutions-Tustin (CA)
provider clinic staff members and call center staff. The COO also serves as the Compliance Officer for the organization. As a critical member of the Hurtt Family Health Clinic leadership team, the COO works closely with the Chief Medical Officer (CMO)...
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Forge Global, Inc.-San Francisco
The Role:
We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the San Francisco Bay Area. This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head...
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HireNow Staffing, Inc.-Murrieta
for directing, organizing, leading, implementing and supervising day to day operations of the Risk Management efforts for SW.
The director serves as the hospital Patient Safety Officer and Compliance Officer.
5+ to 7 years' experience
Seniority Level...
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iNtegrity+-Sacramento
activity.
• Conduct and review internal SAR investigations and prepare summaries and recommendations for presentation to the BSA Compliance Officer.
• Audit Currency Transaction Report (CTR) and Suspicious Activity Report (SAR) filings.
• Assist...
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Hurtt Clinic-Santa Ana
staff members and call center staff. The COO also serves as the Compliance Officer for the organization. As a critical member of the Hurtt Family Health Clinic leadership team, the COO works closely with the Chief Medical Officer (CMO) to implement...
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GITAI-Torrance
and intellectual property.
• Proven experience in a compliance officer role.
Benefits:
• Competitive salary
• Stock option plan in a high-growth startup
• 100% Paid medical/dental/vision for employees (90% coverage for dependents)
• 401k
• Paid Holidays
• Paid...
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Compu-Vision Consulting Inc.-Santa Monica (CA)
Overall quality of work products will be evaluated by immediate supervisor(s). The Chief Compliance Officer may review all work products prior to distribution
and/or presentation to Enterprise/Department/Division or leadership.
DEPARTMENT OPERATIONAL...
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Orange
Under general supervision, Code Compliance Officers perform a variety of routine to complex technical and public contact duties related to the City’s code compliance program, including the identification, investigation, and correction of violations...
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Phaxis LLC-Sunnyvale
Liaise with Regional and Business AML and Compliance officers to ensure compliance with regulatory requirements for relevant jurisdictions.
Conduct research in public and private databases to perform regulatory fact-checking on partners and customers...
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San Diego
Officer in the development of a comprehensive and holistic Compliance Management Program commensurate to the size, and complexity of the credit union. This role supports the Compliance Officer with operational and compliance audits to ensure that credit...
icims.com -
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