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Compliance Officer Jobs

1 - 15 of 232
1 - 15 of 232
Search Results - Compliance Officer Jobs
Capital Advisors, Inc.-Tulsa
Collaboration Integrity Commitment Initiative Innovation Compliance Officer Position and Company Highlights: Salary: $80,000 - $130,000 based on experience Location: Tulsa, Oklahoma in office Schedule 8:00 AM - 4:30 PM Monday - Thursday, 8:00 AM - 3:15 PM...
The Symicor Group-Minneapolis
BSA Compliance Officer – To $100K – Hybrid Remote (Minneapolis, MN) – Job # 3182 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around...
resume-library.com -
PRESCOTT PARTNERS, LLC-Sandy Springs
Well-established Atlanta based SECRegistered Investment Advisory firm founded more than 14 years ago is looking to hire a Sr. Compliance Officer. to join our family and work with a dedicated team who build unrivaled partnerships with our investment...
mindmatch.ai -
The Symicor Group-Milwaukee
Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing...
resume-library.com -
Leeds Professional Resources-Miami
Exciting opportunity for a Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk and Compliance  •  Conduct audits and testing of broker...
mindmatch.ai -
Chesterbrook Academy-Alexandria
Preschool Compliance Officer Chesterbrook Academy (#807), 6200 Interparcel Rd, Alexandria, Virginia, United States of America Req #5116 Monday, March 11, 2024 Spring Education Group’s Early Childhood Education Division includes nearly 150...
JCW-New York
Regulatory Compliance Officer (Fluent in Korean) Location: New York, NY Job Description: As a Regulatory Compliance Officer, you will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry...
mindmatch.ai -
The Symicor Group-Boca Raton
Sr. Compliance Officer – To $100K – Boca Raton, FL – Job # 3122 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing...
resume-library.com -
U.S. Bank-San Francisco
Investment Management Attorney and Chief Compliance Officer page is loaded Investment Management Attorney and Chief Compliance Officer Apply locations Milwaukee, WI Charlotte, NC Portland, OR San Francisco, CA Chicago, IL time type Full time...
appcast.io -
BAE Systems (Powersource)-Delaware
Job Title: Aerodrome Lead Compliance Officer Location: Warton - We offer a range of hybrid and flexible working arrangements - please speak to your recruiter about the options for this particular role. Salary: £54,793 - £60,326 depending...
Fanning Personnel-Boston
A dynamic and growing SEC registered investment adviser with approximately $7 billion in regulatory assets under management, is currently seeking a highly focused and experienced Chief Compliance Officer (CCO). This position will lead the Compliance...
appcast.io -
CollierBroderick-Dublin (CA)
Risk & Compliance Officer Our client, Tallaght & District Credit Union, is seeking to recruit a Risk and Compliance Officer. The role provides an excellent opportunity in managing the risk and compliance function and supporting the embedding...
hirehive.com -
Paul Murphy Associates-Chicago
Title: Chief Compliance Officer Location: Chicago, IL (Loop) Full Time Our client is seeking a Chief Compliance Officer to join their team from their Chicago office. In addition to clearing services, our client provides its customers with access...
jobvertise.com -
Raisin-New York
Your Responsibilities As our US Compliance officer, you’ll be the lead for compliance in one of our fastest-growing and dynamic teams. You’ll lead our independent function in the US and report into our Compliance team based in Head Office...
join.com -
Mbanq-Bothell
of the Compliance Officer is to manage Mbanq’s compliance function, most importantly to carry out BSA/AML risk management responsibilities in an efficient and effective manner. In addition, the Compliance Officer is responsible for KYB and KYC due diligence of new...
workable.com -
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