Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
MIL Corporation-New York
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I - 9 audit support services and worksite enforcement compliance activities. The role assists in reviewing...
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New York
Overview:
Susquehanna is looking for an experienced Compliance professional to join our team with a primary focus on marketing compliance while also supporting broader core compliance functions across the firm. This individual will partner closely...
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sig.com -
Holliswood Center-New York
to the CEO, the CMO will initially oversee four facilities, expanding to a 40-facility portfolio while preserving facility Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer roles.
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appcast.io -
Michael Page-New York
About Our Client
Alternative investment platform based in Midtown.
Job Description
Regulatory Leadership & Compliance Oversight
• Define and manage a forward-looking compliance strategy across multiple jurisdictions
• Oversee licensing...
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michaelpage.com -
Holliswood Center-New York
responsibilities of each facility Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer.
Reporting Relationships
• Reports directly to the Chief Executive Officer.
• Partners with the COO, CNO, CFO, Chief Ethics...
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appcast.io -
New York
US B Regulatory Compliance
We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...
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tiptopjob.com -
FutureSight-New York
The Opportunity
Compliance at U.S. RIAs, broker-dealers, and wealth fintechs still runs largely on manual review — analysts reading marketing materials line by line, scanning communications for keywords, and reviewing trades and trade requests...
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workable.com -
Wells Fargo-New York
Help shape the future of Prime Brokerage at one of the world's leading financial institutions.Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to play a pivotal role in the continued growth and evolution of our Prime...
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jobvertise.com -
Accenture-New York
system landscape setup
Client & Stakeholder Engagement
• Engage VP Sales, Chief Compliance Officer, Trade Compliance Directors, and CFO-level stakeholders as a trusted transformation advisor
• Translate complex SAP SD and GTS configuration options...
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accenture.com -
New York
Officer (ARO) for the J-1 program and a University compliance officer in implementation of US Department of Homeland Security's Student and Exchange Visitor Information System (SEVIS) regulations for exchange visitor faculty, researchers and visiting...
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icims.com -
Thomas Talent Network-New York
and a clear path to $10M, in a $100B+ addressable market of independent RIAs and wealth management firms across the U.S.
The team runs on EOS and sells directly to compliance officers, principals, and operations leaders at RIAs and broker-dealers. The sales...
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careers-page.com -
Amazon-New York
program directors, compliance officers, legal counsel, and finance teams. The ideal candidate will demonstrate strong analytical capabilities, strategic problem-solving skills, and the ability to implement data-driven recommendations that create meaningful...
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amazon.jobs -
New York
and Compliance. Maintain a dotted-line reporting relationship with the Chief Global Compliance Officer, ensuring institutional compliance strategies are integrated, consistent, and reflective of university-wide standards.
Represent NYU at professional...
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icims.com -
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