Compliance Officer Jobs in New York
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Search Results - Compliance Officer Jobs in New York
inSync Staffing-New York
VP Compliance Officer
Benefits (employee contribution):
Health insurance
Health savings account
Dental insurance
Vision insurance
Flexible spending accounts
Life insurance
Retirement plan
All...
resume-library.com -
Galaxy entertainment Corporation Limited-New York
Who You Are:
The Regulatory Compliance Officer & Attorney will manage any and all state... compliance fees;
- Serve as the point of contact for any state or federal regulatory exam or internal audit...
appcast.io -
Infinity Consulting Solutions, Inc.-New York
Chief Compliance Officer Fintech Crypto - Remote
425k-450k base
Our client is a fintech company...:
Role Purpose:
Understanding and ensuring compliance with industry rules, regulations and trends...
resume-library.com -
Madison-Davis, LLC-New York
and procedures.
- Provide report review status updates and activities to senior compliance officers and other....
- Conduct routine review of electronic communications to ensure compliance with company policies...
appcast.io -
IMCS Group Inc-New York
Senior Compliance Officer
IMCS Group is one of the fastest growing MWBE (Minority Woman Owned... be a requirement for this job in compliance with current client and governmental policies. An IMCS Group recruiter...
resume-library.com -
NIPPON LIFE GLOBAL INVESTORS-New York
Asset Mgmt Co. in NYC seeks VP, Compliance Officer & Corp. Secretary to implement the
compliance... offered or rel., 3yrs exp must incl compliance, legal,
corporate planning or related at asset mgmt...
jobvertise.com -
Bloomberg L.P.-New York
Compliance Officer - Personal Account Dealing - Legal and Compliance (6 month Contract) The energy... it happen. What’s the role? Bloomberg’s Legal & Compliance Department plays a critical role in supporting...
connecticum.de -
JDHuntr.com In House Counsel Jobs-New York
In House Counsel Jobs New York | JDHuntr 44668 Chief Compliance Officer SVP, New York, NY
To apply go to JDHuntr.com
Devise, initiate, maintain, and revise compliance and regulatory policies...
getlawyerjobs.com -
MJ Boyd Consulting-New York
Seeking experienced Compliance “Generalist” (7+ years preferred) with AML background, experience with Pershing platform, and strong retail brokerage compliance. Preferred experience includes investment...
appcast.io -
Mindlance-New York
Duties:
Submits to the CCO quarterly reports reflecting HIPAA related incidents reported to the OCC and resolution of those incidents. Quarterly reports are generated for both H+H facilities and...
resume-library.com -
JDHuntr.com In House Counsel Jobs-New York
In House Counsel Jobs | JDHuntr 48067 Chief Compliance Officer, New York, NY
To apply go to JDHuntr.com
primary compliance and oversight professional to help us develop and manage the compliance...
getlawyerjobs.com -
Equiliem-New York
Hours:
9:00 AM – 5:00 PM
Job Description:
Submits to the CCO quarterly reports reflecting HIPAA related incidents reported to the OCC and resolution of those incidents. Quarterly reports are...
resume-library.com -
Bloomberg-New York
We are looking for a person with Personal Account Dealing experience to join the Americas Compliance team in New York team on a temporary basis for a period of approximately 6 months supporting...
efinancialcareers.com -
Sumitomo Mitsui Banking Corporation-New York
Overview The Compliance group within Nikko Securities America Inc serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer s compliance risk...
mncjobz.com -
New York
and helping you continue your career at Scotiabank.
Purpose of Job:
The Markets Compliance Officer... officer also provides support for the Bank's Compliance Risk Management Framework and its related programs...
tiptopjob.com -
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