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Compliance Officer Jobs in New York State

1 - 15 of 31
1 - 15 of 31
Search Results - Compliance Officer Jobs in New York State
JCW-New York
Regulatory Compliance Officer (Fluent in Korean) Location: New York, NY Job Description: As a Regulatory Compliance Officer, you will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry...
mindmatch.ai -
Raisin-New York
Your Responsibilities As our US Compliance officer, you’ll be the lead for compliance in one of our fastest-growing and dynamic teams. You’ll lead our independent function in the US and report into our Compliance team based in Head Office...
join.com -
Cardea Group-New York
Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers...
mindmatch.ai -
Energy Impact Partners-New York
and Singapore. EIP seeking to hire a Compliance Analyst who will work closely with the firm’s Compliance Officer to support the firm’s compliance program. This role is a great opportunity for a motivated compliance professional to learn more about private funds...
resume-library.com -
JCW-New York
A leading commercial bank is looking to hire a Deputy Chief Compliance Officer. Reporting to the CCO the Deputy CCO will assess the effectiveness of the Compliance program and provide guidance to bank management on all Compliance related inquiries...
mindmatch.ai -
Phaxis LLC-New York
Assist in compiling necessary information for regulatory reviews, audits, and other examinations. Manage the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports. Interface with technology...
resume-library.com -
Morgan Stanley-Purchase
with governmental policy makers and the regulatory and self-regulatory agencies that govern the firms businesses. The WM Consumer Compliance Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice...
mindmatch.ai -
National Locums-New York State
recruitment  •  Full personal service including WhatsApp contact information to answer any queries whenever it would be required  •  Full revalidation service  •  Your own personal compliance officer to work along side me to help with your documentation...
appcast.io -
Morgan Stanley-Purchase
comprehensive understanding of the institutional advisory and consulting services offered by these RIAs.  •  Maintain and update the Compliance policies and procedures.  •  Support the Chief Compliance Officer with the annual review of the RIA compliance program...
mindmatch.ai -
National Locums-New York State
What I can offer:  •  7+ years of experience working in medical recruitment  •  Full personal service including WhatsApp contact information to answer any queries whenever it would be required  •  Full revalidation service  •  Your own personal compliance...
appcast.io -
Nexus Staff-New Rochelle
file maintenance, document organization, and reporting. The successful candidates will work closely with regulatory compliance officers to ensure the smooth operation of surveillance activities and complaint investigations. Detail-oriented with strong...
resume-library.com -
Bloomberg L.P.-New York
Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality...
connecticum.de -
The Symicor Group-New York
Sr. BSA/AML Compliance Officer – To $100K – New York, NY – Job # 3271 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing...
workable.com -
Robert Half-Rochester
We are partnering with a well-respected client to find a talented Human Resource Generalist to come aboard a high performing team. The HR Generalist is responsible for completing a variety of tasks to support the daily operations of the HR...
roberthalf.com -
Michael Page-New York
About Our Client Banking and Financial Services Job Description  •  Develop and implement compliance policies and procedures that align with regulatory requirements and the company's business objectives.  •  Monitor and assess the effectiveness...
michaelpage.com -
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