Compliance Officer Jobs in New York State
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Search Results - Compliance Officer Jobs in New York State
MIL CorporationNew York
Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I - 9 audit support services and worksite enforcement compliance activities. The role assists in reviewing...
New Yorksig.com
Overview:
Susquehanna is looking for an experienced Compliance professional to join our team with a primary focus on marketing compliance while also supporting broader core compliance functions across the firm. This individual will partner closely...
Holliswood CenterNew Yorkappcast.io
to the CEO, the CMO will initially oversee four facilities, expanding to a 40-facility portfolio while preserving facility Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer roles.
#J-18808-Ljbffr...
Calvary HospitalBronxworkable.com
Complies with appropriate policies and procedures and brings potential compliance matters to supervisor or compliance officer.
• Exhibits an ability and attitude relative to the spirit of caring and tradition at
• Calvary Hospital.
Status: Full-Time...
Centers-Health-CareBuffaloappcast.io
of each facility Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer.
Reporting Relationships:
• Reports directly to the Chief Executive Officer.
• Partners with the COO, CNO, CFO, Chief Ethics & Compliance...
Michael PageNew Yorkmichaelpage.com
About Our Client
Alternative investment platform based in Midtown.
Job Description
Regulatory Leadership & Compliance Oversight
• Define and manage a forward-looking compliance strategy across multiple jurisdictions
• Oversee licensing...
Centers Health CareWhite Plains (NY)appcast.io
to the Chief Executive Officer, the CMO will oversee four facilities initially and expand to a 40-facility enterprise while preserving each site’s Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer responsibilities.
#J-18808-Ljbffr...
Wells FargoNew Yorkjobvertise.com
Help shape the future of Prime Brokerage at one of the world's leading financial institutions.Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to play a pivotal role in the continued growth and evolution of our Prime...
Holliswood CenterNew Yorkappcast.io
responsibilities of each facility Medical Director, Administrator, Governing Body, Director of Nursing, and Compliance Officer.
Reporting Relationships
• Reports directly to the Chief Executive Officer.
• Partners with the COO, CNO, CFO, Chief Ethics...
1 similar job: White Plains
FutureSightNew Yorkworkable.com
The Opportunity
Compliance at U.S. RIAs, broker-dealers, and wealth fintechs still runs largely on manual review — analysts reading marketing materials line by line, scanning communications for keywords, and reviewing trades and trade requests...
AccentureNew Yorkaccenture.com
system landscape setup
Client & Stakeholder Engagement
• Engage VP Sales, Chief Compliance Officer, Trade Compliance Directors, and CFO-level stakeholders as a trusted transformation advisor
• Translate complex SAP SD and GTS configuration options...
New Yorktiptopjob.com
US B Regulatory Compliance
We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...
New Yorkicims.com
and Compliance. Maintain a dotted-line reporting relationship with the Chief Global Compliance Officer, ensuring institutional compliance strategies are integrated, consistent, and reflective of university-wide standards.
Represent NYU at professional...
AmazonNew Yorkamazon.jobs
program directors, compliance officers, legal counsel, and finance teams. The ideal candidate will demonstrate strong analytical capabilities, strategic problem-solving skills, and the ability to implement data-driven recommendations that create meaningful...
Thomas Talent NetworkNew Yorkcareers-page.com
and a clear path to $10M, in a $100B+ addressable market of independent RIAs and wealth management firms across the U.S.
The team runs on EOS and sells directly to compliance officers, principals, and operations leaders at RIAs and broker-dealers. The sales...
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