Compliance Officer Jobs in Chicago
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Search Results - Compliance Officer Jobs in Chicago
The Symicor Group-Chicago
The Position
Our bank client is seeking to fill a Compliance Officer –Sub-Advisory/ERISA Funds role in the Chicago, IL area. The successful candidate will be the compliance program lead working closely with other employees of the compliance...
resume-library.com -
SNI Financial-Chicago
COMPLIANCE OFFICER - ONSITE - CHICAGO - PRIOR SUPERVISORY EXP -SALARY $65-$85k
Assist with overseeing the consumer compliance functions (laws and regulations) as they apply to the Bank. Assist in ensuring the Bank complies with regulatory...
mindmatch.ai -
Felician Services Inc.-Chicago
Ensures legal and ethical integrity and maintains accountability to safeguard the ministry's pursuit of its mission. Works with the FSI Corporate Compliance Officer to ensure a well-functioning ministry corporate compliance program and appropriate...
catholicjobs.com -
Robert Half-Chicago
Robert Half Legal is partnering with an alternative investment management firm headquartered in Chicago who's looking to hire a Compliance Officer with at least 3-6+ years of experience to join their team. The ideal candidate will have experience...
roberthalf.com -
Diverse Lynx-Naperville, 29 mi from Chicago
employment requirements, as advised by the Legal team and the Compliance Officer and liaisons with the local government authorities (as applicable).
Creates mechanisms to increase employee participation in Employee Satisfaction Survey and measuring...
resume-library.com -
GCM Grosvenor-Chicago
and protocols.
• Performing electronic communications review, surveillance, other testing and helping conduct the annual review.
• Assisting the Firm and Senior Compliance Officers during any regulatory or mock exams
• Assisting with Federal, State...
mindmatch.ai -
Diverse Lynx-Naperville, 29 mi from Chicago
by involving the relevant stakeholders and ensuring timely closure (within defined SLAs).
Implements all statutory employment requirements, as advised by the Legal team and the Compliance Officer and liaisons with the local government authorities...
resume-library.com -
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