FINRA Jobs in Birmingham
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PNC Financial Services GroupBirmingham
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.
California Residents
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Birminghamicims.com
Qualifications:
Job Requirements:
• High School Diploma required
• SIE (Securities Industry Essentials) or ability to obtain within 3 months of employment (or already FINRA licensed).
• Prior Help Desk or customer support experience preferred
• Strong...
WealthBridge Financial GroupBirminghamworkable.com
and Health License required
• FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held)
• Demonstrated success in client development, planning, and relationship management
• Leadership ability with a strong...
Birminghamicims.com
or ability to obtain within 2 months of employment (or already FINRA licensed).
Working environment:
• 4 days in the office, 1 day at home....
Birminghamicims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
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