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Edward Jones-Davis (CA)-
Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: Read More About Job Overview
Skills/Requirements
Successful...
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PNC Financial Services Group-Phoenix-
Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.
California Residents
Refer to the California Consumer Privacy Act Privacy Notice to gain...
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Edward Jones-Artesia (NM)-
Licensing:
• SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period.
• FINRA registrations required...
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Charles Schwab-Albuquerque-
in a team setting, and share our passion for serving clients - this role is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life...
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New York Life - Lubbock-Lubbock-
through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with clients can help them and their families achieve their financial goals. You’ll also be able...
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Charles Schwab-Asheville-
license, enjoy working in a team setting, and share our passion for serving clients - this role is for you.
What you have
• Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65...
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Edward Jones-Davis (CA)-
with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.
Read More About Job Overview...
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Charles Schwab-Huntersville (NC)-
license, enjoy working in a team setting, and share our passion for serving clients - this role is for you.
What you have
Required Qualifications:
• A valid and active FINRA Series 7 license required
• Obtaining or acquiring FINRA Series 66 (63/65...
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Charles Schwab-Jersey City-
and the ability to execute the Schwab strategy. Essential skills include:
• CFP® designation or CFA® designation required (may consider 24 month condition of employment)
• Bachelor’s Degree required
• Active and valid FINRA Series 7 license required
• Active...
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Northwestern Mutual-Milwaukee-
Qualifications
• Bachelor's Degree Preferred or equivalent combination of education and experience preferred.
Bachelor's Degree Preferred or equivalent combination of education and experience preferred.
• FINRA series 6 and 26 or 7 and 24 required.
FINRA...
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Edward Jones-Elizabethville-
and Series 66 will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period.
• FINRA registrations required within three months. State insurance licenses will be required.
• As an associate...
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Northwestern Mutual-Milwaukee-
opening or transfers.
• FINRA Series 7.
• Effective written and verbal communication skills with the ability to positively influence, work cooperatively, and negotiate with individuals in the department and the field to maintain maximum operational...
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NYL - Matthews-Charlotte-
York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA...
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Northwestern Mutual-Franklin (WI)-
of financial services operations; brokerage and advisory trading experience preferred.
• Experience with Pershing and Envestnet a plus.
• FINRA Series 7 and 24 required.
• Proven ability to manage complex projects, lead teams, and adapt to changing business...
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Charles Schwab-Roanoke (TX)-
designation, CFA designation required (may consider 24 month condition of employment)
• Bachelor's Degree required
• Active and valid FINRA Series 7 license required
• Active and valid FINRA 66 license required (may consider a 120-day COE)
• Active and valid...
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