FINRA Jobs in Radnor (PA)
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Radnor (PA)icims.com
a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
• Individuals...
Radnor (PA)tiptopjob.com
management
:FINRA SIE License : Upon Hire
:FINRA Series 6 License : Upon Hire
:FINRA Series 63 License : Upon Hire (If required by Resident State)
• Resident Life and Health insurance licenses : Upon Hire
What's it like to work here?
At Lincoln Financial...
Radnor (PA)tiptopjob.com
that directly aligns with the specific responsibilities preferred
:FINRA Series 6 license, FINRA SIE, FINRA Series 63 License (if required by State), and Resident State Life and Health : Upon Hire
• Bachelors degree or equivalent work experience
• Must reside...
Radnor (PA)tiptopjob.com
and relationship management skills
:FINRA SIE License : must obtain within 120 Days
:FINRA Series 6 License : must obtain within 120 Days
:FINRA Series 63 License : must obtain within 120 Days (if required by State)
• Resident Life and Health insurance licenses...
Radnor (PA)tiptopjob.com
in Computer Science, Information Systems, or Information Technology
• 3:5 years of financial services experience
• 1:3 years of proven sales and relationship building abilities
:FINRA SIE and Series 6 required at time of hire
:FINRA Series 63 : within 90 days...
Radnor (PA)tiptopjob.com
clear, informed and logical discussions/presentations
:FINRA S6, S63 and LH and VA licenses obtained within 90 days of hire
• Ability to travel domestically, up to 50
Application Deadline
Applications for this position will be accepted through June 26th...
Radnor (PA)tiptopjob.com
Required)
• 1 : 3+ Years experience in relationship management that directly aligns with the specific responsibilities for this position
:FINRA Series 6 and 63 required
:FINRA Series 7 and 66 preferred
• A demonstrated track record of consistently meeting...
Radnor (PA)tiptopjob.com
supervisory and/or demonstrated leadership experience
• Strong working knowledge of retirement plan sales process
:FINRA S6 and S63 will be required within 90 days of hire
• Life and Health certification will be required within 120 days of hire
• Confident...
Radnor (PA)tiptopjob.com
rollovers, retention, consolidation)
Experience leveraging AI, automation, and digital tools to enhance engagement and scale
Strong executive presence and ability to influence cross:functional stakeholders
FINRA SIE, S6, S63 within 90 days of hire...
Radnor (PA)tiptopjob.com
with Legal, Compliance, Risk, and Enterprise Governance teams to ensure regulatory alignment (e.g., NAIC, SEC/FINRA).
• Ensure AI products meet internal governance, documentation, and monitoring requirements throughout the lifecycle.
Performance and Insights...
Radnor (PA)tiptopjob.com
of ERISA and IRS rules and regulations and how they impact retirement plans
• FINRA S6 and S63: required within 90 days of hire
• Life and Health license: required within 120 days of hire
• Ability to travel to clients approximately 30 of time
Nice:to...
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