FINRA Jobs in Chicago
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Search Results - FINRA Jobs in Chicago
Fidelity Investments-Chicago
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
Fidelity Investments-Chicago
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
Fidelity Investments-Chicago
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
Fidelity Investments-Chicago
and recommending solutions
• FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility...
Legal Edge Talent-Chicago
attorney interaction, and exposure to sophisticated state, federal, and FINRA matters.
The firm is looking for someone who thrives in a fast-paced litigation environment and is eager to deepen their procedural and e-discovery expertise.
Key...
mindmatch.ai -
Fidelity Investments-Chicago
and recommending solutions
• FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport...
McCormack Schreiber Legal Search-Chicago
on FINRA / SEC issues
• Partner closely with Compliance, Operations, and Capital Markets leadership
Required Experience:
• 7-12+ years of capital markets / structured finance experience
• In-house experience at a FINRA-regulated broker-dealer...
mindmatch.ai -
Fidelity Investments-Chicago
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
Simmons & Hanbury-Chicago
or in-house business with knowledge of US and international regulators (SEC, CFTC, NFA, FINRA). Please reach out at for more information....
mindmatch.ai -
Fidelity Investments-Chicago
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
RK Partners-Chicago
portfolio reviews.
Required Qualifications:
• Bachelor’s degree, and/or equivalent work experience with strong interest in financial markets is preferred
• FINRA Registration (Series 7, 63 or 66)
• 2+ years of Investment Operations experience...
talentnest.com -
Fidelity Investments-Chicago
FINRA Series 7 & 66 licensed and hold appropriate state registrations, OR ability to acquire Series 66 upon hire
• Keen ability to present complex solutions to a knowledgeable client base while building rapport and credibility
• Degree and/or other...
Paul Murphy Associates-Chicago
preferred).
Experience working in highly regulated environments with strict audit and compliance requirements (SOC2, FINRA).
Proven experience developing reusable infrastructure, managing state in large systems, and automating workflows/tooling using Java...
jobvertise.com -
Robert Half-Chicago
experience is a plus.
• Familiarity with Gateway/WebCRD systems is advantageous.
• Proficiency in Microsoft Office applications, including Word, Excel, and PowerPoint.
• Basic understanding of FINRA and state registration requirements is preferred.
• Strong...
roberthalf.com -
RK Partners-Chicago
in these fields transition well into the financial advisor role.
Requirements
• Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
• Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting...
talentnest.com -
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